RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• H•••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince May 29, 2019 · Boston, Ma
- C••••••••• F•••••••• N•••••• national BDOct 20, 2003 to Feb 4, 2019 · Waltham, Ma
- 1••• C•••••• M••••••••• C•••••• unclassifiedJan 7, 2003 to Oct 27, 2003 · Newton, Ma
- E•••••• P•••• A••••••• I••• unclassifiedJul 12, 2002 to Jul 15, 2002 · Lynnfield, Ma
- C••••••••• F•••••••• N•••••• to A•••••••• F•••• M••••••••• L••left Feb 4, 2019, registered May 29, 2019 (114 days) · Other
- 1••• C•••••• M••••••••• C•••••• to C••••••••• F•••••••• N••••••left Oct 27, 2003, registered Oct 20, 2003 (-7 days) · Other
- E•••••• P•••• A••••••• I••• to 1••• C•••••• M••••••••• C••••••left Jul 15, 2002, registered Jan 7, 2003 (176 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address