RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L• V•••••••••
- D••••• W•••••• L•• independent RIA currentsince May 6, 2026 · Palm Beach Gardens, Fl
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 9, 2026 · Midlothian, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDJul 26, 2016 to Jul 13, 2018 · Glen Allen, Va
- C•••••• S••••• • C••• I••• national BDAug 22, 2008 to Jul 14, 2016 · Glen Allen, Va
- C•••••• S••••• • C••• I••• national BDNov 20, 2003 to May 12, 2005 · Richmond, Va
- M••••••••• R••••••••• BD affiliatedSep 24, 2002 to Nov 12, 2003
- S•••••••• A••••••• L•• to D••••• W•••••• L••left Apr 9, 2026, registered May 6, 2026 (27 days) · Affiliated broker-dealer or bank to independent RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••left Jul 14, 2016, registered Jul 26, 2016 (12 days) · Affiliated broker-dealer or bank to another
- M••••••••• R••••••••• to C•••••• S••••• • C••• I•••left Nov 12, 2003, registered Nov 20, 2003 (8 days) · Other
- D•••• L• V••••••••• left S•••••••• A••••••• L•• for D••••• W•••••• L•• (registered 2026-05-06)Apr 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address