RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W•••••• H••••
- P••••••• W••••• G••••• L•• independent RIA currentsince May 2, 2023 · Salt Lakecity, Ut
- T••••••••• C••••••• L•• asset managerOct 27, 2021 to Jun 23, 2023 · Lehi, Ut
- D••• I••••••••• L•• formerJul 1, 2020 to Oct 25, 2021 · Salt Lake City, Ut
- K•• F•••••••• S•••••••• I•• formerJun 12, 2019 to Jun 30, 2020 · Salt Lake City, Ut
- F•••• W•••••• A••••••• formerJan 23, 2004 to Jun 19, 2019 · Salt Lake City, Ut
- T••••••••• C••••••• L•• to P••••••• W••••• G••••• L••left Jun 23, 2023, registered May 2, 2023 (-52 days) · corporate re-registration, not a move
- D••• I••••••••• L•• to T••••••••• C••••••• L••left Oct 25, 2021, registered Oct 27, 2021 (2 days) · RIA to RIA
- K•• F•••••••• S•••••••• I•• to D••• I••••••••• L••left Jun 30, 2020, registered Jul 1, 2020 (1 days) · Affiliated broker-dealer or bank to another
- F•••• W•••••• A••••••• to K•• F•••••••• S•••••••• I••left Jun 19, 2019, registered Jun 12, 2019 (-7 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 53derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address