DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Portside Wealth Group, LLC

Independent wealth managerProvo, UtahCRD 325175SEC 801-127529websiteIAPD
Latest filing Aug 19, 2026
First filing on the tape Feb 23, 2023 · 36 filings
SEC status approved since Mar 24, 2023
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$1.2B individuals and HNW
Advisors
56
registered through the firm on IAPD
RAUM per advisor
$25.6M
derived; firm RAUM over IAPD count
Employees
54
47 advisory (5.B.1)
Offices
42
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$1.4B as of Aug 19, 2026
Mar 1, 2024$885M then
HNW client RAUM$409M as of Aug 19, 2026
Mar 1, 2024$292M then
State-registered IARs (5.B.3)54 as of Aug 19, 2026
Mar 1, 202440 then
Employees (5.A)54 as of Aug 19, 2026
Mar 1, 202440 then
Private funds: no history
RAUM +27% over the last fiscal yearIARs 46 to 54offices 35 to 42
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$25.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
112derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$196,021derivedHNW RAUM over HNW clients
Average account
$183,089derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.3derived43 offices incl. principal (1.F.5)
RAUM growth, one year
+27%derivedbetween the last two annual amendments
Advisor growth, one year
+17%derivedItem 5.B.3 between annual amendments
Client growth, one year
+20%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$15.1M, 539 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$818M57%
  • High-net-worth individuals$409M29%
  • Pension and profit-sharing plans$130M9.1%
  • Corporations and businesses$58.5M4.1%
  • Charitable organizations$16.6M1.2%
Individual clients
4,171reported
HNW clients
2,086reported
Pension plan clients
100reported
Charitable clients
4reported
Accounts
7,819reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$15.1M for 539 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.86 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=8.0derived
Advisors registered through the firm
56 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
William Travis SniderProvo, UtMar 28, 202312 y1
Staci Ann CompagnoProvo, UtMar 31, 202324 y4
Eric Dean StuartProvo, Ut Apr 17, 202326 y3
Kent William BinningProvo, Ut Apr 17, 202340 y9
Rodney Austin WalkerCertified Financial PlannerSouth Jordan, Ut Apr 17, 202326 y3
Jason Carlyle SeymourAmerican Fork, Ut Apr 17, 202332 y3
Randall Greer SparksProvo, Ut Apr 17, 202314 y2
Adam Scott GravesProvo, Ut Apr 20, 202313 y2
Scott Martin StephanProvo, Ut Apr 20, 202332 y1
Michele Marie LawsSwansea, Il Apr 20, 202325 y4
Brent D ChristensenProvo, Ut Apr 24, 202313 y1
Timothy William FloydProvo, Ut Apr 24, 202328 y6
Matthew Boyce LoweryCertified Financial PlannerPeoria, Az Apr 25, 202324 y7
Adam Keith MckellRiverside, Ca Apr 25, 202311 y2
Charles Ryan DunnProvo, Ut Apr 25, 202323 y6
Warren Craig JuddProvo, Ut Apr 25, 202324 y2
Melinda Kaye PerezProvo, Ut Apr 25, 202313 y1
Sean Patrick HeneyRichfield, Oh Apr 25, 202311 y3
Richard Gordon RogersHolliday, Ut Apr 25, 202313 y2
Jeremy Rich JohnstonProvo, Ut Apr 25, 202331 y5
Alyssa MooreProvo, Ut Apr 25, 202310 y1
Mark Eldon MckellSt George, Ut Apr 26, 202324 y1
Jason Robert JonesCertified Financial PlannerProvidence, Ut May 2, 202327 y3
John William HomerChartered Financial ConsultantProvo, Ut May 2, 202353 y4
Paul Gordon EwellProvo, Ut May 2, 202328 y7
Ryan BassBrookyn, Ny May 5, 202311 y1
Kyler J RedderBurley, Id May 8, 202317 y2
David Adams GallmanCertified Financial PlannerSandy, Ut May 9, 202323 y8
Jacob Anthony RustCertified Financial Planner, Chartered Financial ConsultantProvo, Ut May 9, 202318 y2
Jeffrey Robert HurstProvo, Ut May 12, 202321 y2
Kimberly Kay DolemanProvo, Ut May 19, 202326 y3
Jeffrey Ray WangsgardLogan, Ut May 22, 202325 y3
Bret Philip BryceSouth Jordan, Ut May 30, 202316 y1
Catherine Audrey WhiteProvo, Ut Jun 27, 202310 y2
Paul Weston SaundersPersonal Financial SpecialistProvidence, Ut Jul 5, 202319 y1
Isaac Jess HuetherProvo, UtSep 21, 202311 y3
Jacob Perry CazierProvo, Ut Dec 15, 202311 y2
Christopher Sean CoxSan Jose, Ca May 22, 202419 y5
Andres Esteban GuzmanCertified Financial PlannerLos Angeles, Ca Jul 15, 202413 y4
Marissa Emily SmithProvo, Ut Sep 11, 202413 y3
All 56 advisors at Portside Wealth Group, LLC
Advisor movement
1 left, 6 joined in 12 months
net +5 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 1.8% of current headcount12 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Romney Daniel Blake · Presidentcontrol
    since 02/2023 · owns less than 5%
  • Ann Staci Compagno · Chief Compliance Officercontrol
    since 02/2023 · owns less than 5%
  • Travis William Snider · Chief Operations Officercontrol
    since 03/2023 · owns less than 5%
  • Harold Kurt Brown · Membercontrol
    since 04/2016 · owns 75% or more of Black Rock Capital, LLC
  • Harold Kurt Brown · Membercontrol
    since 01/2023 · owns 50% to 75% of Point Cabrillo Partners, LLC
  • Vincent Sam Compagno · Membercontrol
    since 01/2023 · owns 75% or more of Tjk Invest, LLC
  • Ann Staci Compagno · Membercontrol
    since 07/2022 · owns 75% or more of Tjk Invest, LLC
  • John Brian Miller · Membercontrol
    since 01/2023 · owns 25% to 50% of Point Cabrillo Partners, LLC
  • Scott Steven Miller · Membercontrol
    since 01/2023 · owns 25% to 50% of Point Cabrillo Partners, LLC
  • Travis William Snider · Managing Membercontrol
    since 01/2023 · owns 75% or more of Praemon, LLC
Entity owners
  • Black Rock Capital, LLC · Member
    direct · owns 10% to 25%
  • Point Cabrillo Partners, LLC · Member
    direct · owns 10% to 25%
  • Praemon, LLC · Member
    direct · owns 10% to 25%
  • Tjk Invest, LLC · Member
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
  • Bret Bryce
    n
  • Hurst Tax And Accounting
    insurancen
  • Saunders Nydegger
    insurancen
  • Wangsgard & Associates LLC Accounting And Bookkeeping
    insurancen
  • York Howell
    n
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Provo, Ut · principal5661
South Jordan, Ut500
Meridian, Id300
Riverside, Ca300
Orem, Ut200
Providence, Ut200
Holliday, Ut200
Idaho Falls, Id200
Lakewood, Co200
Sandy, Ut210
St George, Ut200
Logan, Ut100
Cedar Park, Tx000
Rio Rancho, Nm000
Offices
Schedule D 1.F, the 25 largest
  • Providence, UT2 employees
  • Provo, UT2 employees
  • Provo, UT2 employees
  • Meridian, ID2 employees
  • Lakewood, CO2 employees
  • Logan, UT1 employees
  • Los Angeles, CA1 employees
  • Millcreek, UT1 employees
  • Newport Beach, CA1 employees
  • Orem, UT1 employees
  • Richfield, OH1 employees
  • Riverside, CA1 employees
  • Riverside, CA1 employees
  • Salt Lake City, UT1 employees
  • South Jordan, UT1 employees
  • Swansea, IL1 employees
  • American Fork, UT1 employees
  • , 1 employees
  • Draper, UT1 employees
  • Draper, UT1 employees
  • Greenwood Village, CO1 employees
  • Knoxville, TN1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 19, 2026
    BROWN, KURT, HAROLD (MEMBER) left Schedule A between the filings of 2023-05-31 and 2026-08-19
    peers: independent wealth managers, $1B to $5B (1,360)
  • control person changedChange between filings · filing Aug 19, 2026
    MILLER, STEVEN, SCOTT (MEMBER) left Schedule A between the filings of 2023-05-31 and 2026-08-19
    peers: independent wealth managers, $1B to $5B (1,360)
  • control person changedChange between filings · filing Aug 19, 2026
    MILLER, BRIAN, JOHN (MEMBER) left Schedule A between the filings of 2023-05-31 and 2026-08-19
    peers: independent wealth managers, $1B to $5B (1,360)
  • control person changedChange between filings · filing Aug 19, 2026
    COMPAGNO, SAM, VINCENT (MEMBER) left Schedule A between the filings of 2023-05-31 and 2026-08-19
    peers: independent wealth managers, $1B to $5B (1,360)
How anomalies are measured
What changed
consecutive filings, newest first
  • Other offices · 43 to 42
    Apr 29, 2026 to May 14, 2026
  • Other offices · 42 to 43
    Mar 18, 2026 to Apr 29, 2026
  • Accounts · 6,507 to 7,819
    Dec 18, 2025 to Mar 18, 2026
  • Advisory employees · 42 to 47
    Dec 18, 2025 to Mar 18, 2026
  • Advisory activities · 5 to 6
    Dec 18, 2025 to Mar 18, 2026
  • Corporate clients · 95 to 114
    Dec 18, 2025 to Mar 18, 2026
  • HNW clients · 1,730 to 2,086
    Dec 18, 2025 to Mar 18, 2026
  • Individual clients · 3,470 to 4,171
    Dec 18, 2025 to Mar 18, 2026
  • Pension plan clients · 85 to 100
    Dec 18, 2025 to Mar 18, 2026
  • Assets in custody · $145M to $15.1M
    Dec 18, 2025 to Mar 18, 2026
  • Employees · 47 to 54
    Dec 18, 2025 to Mar 18, 2026
  • State-registered IARs · 47 to 54
    Dec 18, 2025 to Mar 18, 2026
  • Other offices · 36 to 42
    Dec 18, 2025 to Mar 18, 2026
  • Discretionary RAUM · $1.1B to $1.4B
    Dec 18, 2025 to Mar 18, 2026
  • HNW RAUM · $321M to $409M
    Dec 18, 2025 to Mar 18, 2026
  • Individual RAUM · $641M to $818M
    Dec 18, 2025 to Mar 18, 2026
  • Pension RAUM · $102M to $130M
    Dec 18, 2025 to Mar 18, 2026
  • RAUM · $1.1B to $1.4B
    Dec 18, 2025 to Mar 18, 2026
  • Advisory employees · 41 to 42
    Jul 11, 2025 to Sep 22, 2025
  • Employees · 46 to 47
    Jul 11, 2025 to Sep 22, 2025
  • State-registered IARs · 46 to 47
    Jul 11, 2025 to Sep 22, 2025
  • Financial planning clients · 26-50 to 26-50
    Jun 16, 2025 to Jul 11, 2025
  • Other offices · 35 to 36
    Mar 26, 2025 to Jun 16, 2025
  • Advisory employees · 40 to 41
    Feb 28, 2025 to Mar 26, 2025
  • Employees · 43 to 46
    Feb 28, 2025 to Mar 26, 2025
  • State-registered IARs · 43 to 46
    Feb 28, 2025 to Mar 26, 2025
  • Other offices · 34 to 35
    Feb 28, 2025 to Mar 26, 2025
  • Accounts · 10,048 to 6,507
    Dec 4, 2024 to Feb 28, 2025
  • Advisory employees · 37 to 40
    Dec 4, 2024 to Feb 28, 2025
  • BD registered reps · 9 to 8
    Dec 4, 2024 to Feb 28, 2025
  • Charity clients · 2 to 4
    Dec 4, 2024 to Feb 28, 2025
  • Corporate clients · 80 to 95
    Dec 4, 2024 to Feb 28, 2025
  • HNW clients · 1,545 to 1,730
    Dec 4, 2024 to Feb 28, 2025
  • Individual clients · 2,700 to 3,470
    Dec 4, 2024 to Feb 28, 2025
  • Pension plan clients · 40 to 85
    Dec 4, 2024 to Feb 28, 2025
  • Assets in custody · $135M to $145M
    Dec 4, 2024 to Feb 28, 2025
  • Employees · 40 to 43
    Dec 4, 2024 to Feb 28, 2025
  • Financial planning clients · 11-25 to 26-50
    Dec 4, 2024 to Feb 28, 2025
  • State-registered IARs · 40 to 43
    Dec 4, 2024 to Feb 28, 2025
  • Discretionary RAUM · $885M to $1.1B
    Dec 4, 2024 to Feb 28, 2025
Signals
23 dated events
  • James R Newman left Portside Wealth Group, Llc for Foguth Wealth Management, Llc. (registered 2026-07-24)
    Jul 1, 2026 · Advisor changed firm · fact
  • Portside Wealth Group, Llc reported 42 offices beyond its principal office, up from 36 (2025-12-18 to 2026-03-18)
    Mar 18, 2026 · Office count change · derived
  • Portside Wealth Group, Llc reported RAUM $1.4B, up 27% from $1.1B (2025-12-18 to 2026-03-18)
    Mar 18, 2026 · RAUM change · derived
  • Portside Wealth Group, Llc reported RAUM $1.1B, up 27% from $884.8M (2024-12-04 to 2025-02-28)
    Feb 28, 2025 · RAUM change · derived
  • 2 advisors left Baker Tilly Wealth Management, LLC (Mountain View, CA) for Portside Wealth Group, LLC on the same day
    Apr 22, 2024 · Team lift-out · derived
  • Michelle Lea Phillips left Portside Wealth Group, Llc for Allworth Financial, L.P. (registered 2024-06-17)
    Mar 21, 2024 · Advisor changed firm · fact
  • Richard Derek Brady left Portside Wealth Group, Llc for Foundations Investment Advisors Llc (registered 2024-02-08)
    Feb 5, 2024 · Advisor changed firm · fact
  • Rachelle Dillingham left Portside Wealth Group, Llc for The Norden Group Llc (registered 2024-01-08)
    Dec 31, 2023 · Advisor changed firm · fact
  • Nathan Leroy Rosell left Portside Wealth Group, Llc for The Norden Group Llc (registered 2024-01-03)
    Dec 31, 2023 · Advisor changed firm · fact
  • 2 advisors left Portside Wealth Group, LLC (Provo, UT) for The Norden Group LLC on the same day
    Dec 31, 2023 · Team lift-out · derived
  • Portside Wealth Group, Llc reported 38 state-registered advisory representatives, up from 12 (2023-10-19 to 2023-11-30)
    Nov 30, 2023 · Advisor headcount change · derived
  • 3 advisors left Portside Wealth Group, LLC (Rio Rancho, NM) for Buck Wealth Strategies, LLC on the same day
    Nov 27, 2023 · Team lift-out · derived
  • Gael Aaron Perez Rivera left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-11-29)
    Nov 27, 2023 · Advisor changed firm · fact
  • Brandon Alexander Thurgood left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-11-28)
    Nov 27, 2023 · Advisor changed firm · fact
  • Kyrie Elizabeth Greathouse left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-12-06)
    Nov 27, 2023 · Advisor changed firm · fact
  • Lynn Blair Thurgood left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-11-28)
    Nov 27, 2023 · Advisor changed firm · fact
  • Clark Gage Kemsley left Portside Wealth Group, Llc for Prime Capital Financial (registered 2024-02-05)
    Nov 27, 2023 · Advisor changed firm · fact
  • Douglas Mac Langford left Portside Wealth Group, Llc for Simplicity Wealth (registered 2023-10-06)
    Oct 5, 2023 · Advisor changed firm · fact
  • Lindsey Ann Kemsley left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-10-30)
    Sep 25, 2023 · Advisor changed firm · fact
  • Portside Wealth Group, Llc reported 29 offices beyond its principal office, up from 0 (2023-04-19 to 2023-05-31)
    May 31, 2023 · Office count change · derived
  • 2 advisors left Townsquare Capital, LLC (Lehi, UT) for Portside Wealth Group, LLC on the same day
    May 26, 2023 · Team lift-out · derived
  • Sam Compagno (Member) appeared on Schedule A of Portside Wealth Group, Llc
    Mar 31, 2023 · Control person joined · fact
  • Portside Wealth Group, Llc filed its initial SEC registration (Form ADV)
    Feb 23, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
support@portsidewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
385-412-1222reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/suncrestadvisorsreportedpublic record, Form ADV, Sep 17, 2026
Firm profile
linkedin.com/company/hudsonoakswmreportedpublic record, Form ADV, Sep 17, 2026
Website
portsidewealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
385-412-1222reportedpublic record, Form ADV, Aug 19, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$25.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026