RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D•••• S••••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Jan 12, 2026 · Greenville, Sc
- C•• G•••• formerDec 15, 2009 to Mar 8, 2021 · Greenville, Sc
- P••• A••••• S••••••••• L•• BD affiliatedOct 20, 2005 to Dec 15, 2009 · Greenville, Sc
- C•••••• D••••• A••••••• S••••••• L•• unclassifiedJul 10, 2003 to Oct 20, 2005 · Greenville, Sc
- C•• G•••• to B••••• P••••• A•••••••• L••left Mar 8, 2021, registered Jan 12, 2026 (1771 days) · RIA to RIA · moved with a team
- P••• A••••• S••••••••• L•• to C•• G••••left Dec 15, 2009, registered Dec 15, 2009 (0 days) · Other
- C•••••• D••••• A••••••• S••••••• L•• to P••• A••••• S••••••••• L••left Oct 20, 2005, registered Oct 20, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address