DFX Intelligence
RIA Intelligence
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Registered advisor
J••••• D•••• S••••••••
Feed of 09/14/2026
Also filed as J••••• D•••• S••••••••
At current firm
0 y
since Jan 12, 2026
In the industry
32 y
since Jul 29, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••• P••••• A•••••••• L•• independent RIA currentsince Jan 12, 2026 · Greenville, Sc
- C•• G•••• formerDec 15, 2009 to Mar 8, 2021 · Greenville, Sc
- P••• A••••• S••••••••• L•• BD affiliatedOct 20, 2005 to Dec 15, 2009 · Greenville, Sc
- C•••••• D••••• A••••••• S••••••• L•• unclassifiedJul 10, 2003 to Oct 20, 2005 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- C•• G•••• to B••••• P••••• A•••••••• L••left Mar 8, 2021, registered Jan 12, 2026 (1771 days) · RIA to RIA · moved with a team
- P••• A••••• S••••••••• L•• to C•• G••••left Dec 15, 2009, registered Dec 15, 2009 (0 days) · Other
- C•••••• D••••• A••••••• S••••••• L•• to P••• A••••• S••••••••• L••left Oct 20, 2005, registered Oct 20, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address