RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Nov 6, 2025 · Fort Mill, Sc
- I•• W••••• M••••••••• I••• BD affiliatedAug 10, 2021 to Jan 3, 2023 · Tampa Bay, Fl
- P•••••••• S••••••••• I••• BD affiliatedDec 8, 2014 to Dec 31, 2020 · Tampa, Fl
- P••• A••••• S••••••••• L•• BD affiliatedFeb 11, 2010 to Oct 2, 2014 · Tampa, Fl
- N•• E•••••• S••••••••• C••••••••• formerJul 26, 2005 to Dec 24, 2009 · Tampa, Fl
- W•••••• • R••• formerOct 1, 2004 to Nov 12, 2004 · St. Petersburg, Fl
- P•••• S••••••••• L•• no RAUMApr 4, 2003 to Aug 5, 2003 · Tampa, Fl
- I•• W••••• M••••••••• I••• to L•• F•••••••• L••left Jan 3, 2023, registered Nov 6, 2025 (1038 days) · Affiliated broker-dealer or bank to another
- P•••••••• S••••••••• I••• to I•• W••••• M••••••••• I•••left Dec 31, 2020, registered Aug 10, 2021 (222 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to P•••••••• S••••••••• I•••left Oct 2, 2014, registered Dec 8, 2014 (67 days) · Other
- N•• E•••••• S••••••••• C••••••••• to P••• A••••• S••••••••• L••left Dec 24, 2009, registered Feb 11, 2010 (49 days) · Other
- W•••••• • R••• to N•• E•••••• S••••••••• C•••••••••left Nov 12, 2004, registered Jul 26, 2005 (256 days) · Other
- P•••• S••••••••• L•• to W•••••• • R•••left Aug 5, 2003, registered Oct 1, 2004 (423 days) · Other
- R•••••• H••••• left I•• W••••• M••••••••• I••• for L•• F•••••••• L•• (registered 2025-11-06)Jan 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address