RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• F•••
- T•• B•••••• G•••• W••••• A•••••••• L•• other currentsince Dec 6, 2024 · Tampa, Fl
- T•• C•••••• G•••• I••••••••• A••••••• S•••••••• L•• formerApr 3, 2024 to Oct 5, 2024 · Boca Raton, Fl
- C••••••• P••••••• independent RIAMay 10, 2023 to Jun 30, 2023 · Boca Raton, Fl
- T•• C•••••• G•••• I••••••••• A••••••• S•••••••• L•• to T•• B•••••• G•••• W••••• A•••••••• L••left Oct 5, 2024, registered Dec 6, 2024 (62 days) · channel change inside one enterprise, not a move
- C••••••• P••••••• to T•• C•••••• G•••• I••••••••• A••••••• S•••••••• L••left Jun 30, 2023, registered Apr 3, 2024 (278 days) · Other
- Gregg Fine left Creative Planning for The Capital Group Investment Advisory Services, Llc (registered 2024-04-03)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address