DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• S•••••••••

O••••••••• • C•• I•••BD affiliatedNew York, Ny dual registrantIAPD 2505611

Feed of 09/15/2026

Also filed as Karen Irene Supal

At current firm

2 y

since Nov 10, 2023

In the industry

30 y

since May 29, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• • C•• I••• BD affiliated current
since Nov 10, 2023 · Birmingham, Mi
J••• M••••• S••••••••• L•• wirehouse
Jun 15, 2023 to Nov 8, 2023 · Grosse Pointe, Mi
M••••• S•••••• wirehouse
Jun 16, 2021 to Jun 2, 2023 · Birmingham, Mi
C••••••• S••••••••• former
Jan 29, 2021 to Feb 16, 2021 · Bloomfield Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to O••••••••• • C•• I•••
left Nov 8, 2023, registered Nov 10, 2023 (2 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to J••• M••••• S••••••••• L••
left Jun 2, 2023, registered Jun 15, 2023 (13 days) · Wirehouse to wirehouse
C••••••• S••••••••• to M••••• S••••••
left Feb 16, 2021, registered Jun 16, 2021 (120 days) · Other

Signals

K•••• S••••••••• left J••• M••••• S••••••••• L•• for O••••••••• • C•• I••• (registered 2023-11-10)
Nov 8, 2023 · Advisor changed firm · fact
K•••• S••••••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2023-06-15)
Jun 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address