DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• F••••• P••••

X••••••• A•••••• P••••••• L••independent RIAScottsdale, Az dual registrantIAPD 2507378

Feed of 09/15/2026

Also filed as Gene Forest Pucci

At current firm

1 y

since Jun 23, 2025

In the industry

25 y

since Oct 6, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: National Director of Operationsreportedxcelsiorpartners.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

X••••••• A•••••• P••••••• L•• independent RIA current
since Jun 23, 2025 · Scottsdale, Az
R••••• W• B•••• • C•• I••••••••• mixed wealth
Dec 17, 2019 to Jun 25, 2025 · Phoenix, Az
W•••• F•••• A••••••• wirehouse
Apr 3, 2008 to Dec 19, 2019 · Houston, Tx
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Mar 20, 2008 · Cleveland, Oh
M••••• S•••••• D• I••• unclassified
Nov 3, 2006 to Apr 2, 2007 · Cleveland, Oh
U•• F•••••••• S••••••• I••• wirehouse
Oct 13, 2000 to Nov 7, 2006 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

R••••• W• B•••• • C•• I••••••••• to X••••••• A•••••• P••••••• L••
left Jun 25, 2025, registered Jun 23, 2025 (-2 days) · RIA to RIA
W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••
left Dec 19, 2019, registered Dec 17, 2019 (-2 days) · Wirehouse to independent RIA
M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••
left Mar 20, 2008, registered Apr 3, 2008 (14 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to M••••• S•••••• D• I•••
left Nov 7, 2006, registered Nov 3, 2006 (-4 days) · Other

Signals

Gene Forest Pucci left Robert W. Baird & Co. Incorporated for Xcelsior Advisor Partners Llc (registered 2025-06-23)
Jun 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address