DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Dudley Houck
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
8 y
since Oct 16, 2017
In the industry
39 y
since Sep 1, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Promontory Financial Planning, LLC independent RIA currentsince Oct 16, 2017 · Spanish Fork, Ut
- Voya Financial Advisors, Inc. BD affiliatedMay 2, 2012 to Oct 12, 2017 · Midvale, Ut
- Voya Financial Advisors, Inc. BD affiliatedDec 11, 2006 to Apr 17, 2012 · Midvale, Ut
- Partnervest Advisory Services LLC formerDec 19, 2003 to Oct 13, 2006 · Lancaster, Ca
- Locust Street Securities, Inc. unclassifiedFeb 25, 2003 to Dec 19, 2003 · Lancaster, Ca
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Promontory Financial Planning, LLCleft Oct 12, 2017, registered Oct 16, 2017 (4 days) · Other
- Partnervest Advisory Services LLC to Voya Financial Advisors, Inc.left Oct 13, 2006, registered Dec 11, 2006 (59 days) · Other
- Locust Street Securities, Inc. to Partnervest Advisory Services LLCleft Dec 19, 2003, registered Dec 19, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address