DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kyong H Kim
Feed of 09/14/2026
Also filed as Kyong Hee Kim
At current firm
3 y
since Jun 29, 2023
In the industry
32 y
since Jul 21, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Firestone, Co
- Colorado Financial Service Corporation formerJul 9, 2012 to Jun 4, 2015 · Centennial, Co
- Brookstone Investment Advisory Services formerMar 9, 2010 to Jun 20, 2012 · Lakeland, Fl
- Cetera Advisors LLC formerOct 17, 2006 to Mar 1, 2010 · Greenwood Village, Co
- Old Mutual Capital formerApr 19, 2006 to Oct 2, 2006 · Denver, Co
- Gunnallen Financial, Inc unclassifiedDec 5, 2002 to Mar 22, 2006 · Tampa, Fl
- Wells Fargo Advisors wirehouseJan 2, 2001 to Aug 22, 2002 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- Colorado Financial Service Corporation to Cetera Investment Advisers LLCleft Jun 4, 2015, registered Jun 29, 2023 (2947 days) · Other
- Brookstone Investment Advisory Services to Colorado Financial Service Corporationleft Jun 20, 2012, registered Jul 9, 2012 (19 days) · Other
- Cetera Advisors LLC to Brookstone Investment Advisory Servicesleft Mar 1, 2010, registered Mar 9, 2010 (8 days) · Other
- Old Mutual Capital to Cetera Advisors LLCleft Oct 2, 2006, registered Oct 17, 2006 (15 days) · Other
- Gunnallen Financial, Inc to Old Mutual Capitalleft Mar 22, 2006, registered Apr 19, 2006 (28 days) · Other
- Wells Fargo Advisors to Gunnallen Financial, Incleft Aug 22, 2002, registered Dec 5, 2002 (105 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address