RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• Y••••
- W•••• F•••• A••••••• wirehouse currentsince May 12, 2021 · York, Pa
- U•• F•••••••• S••••••• I••• wirehouseSep 16, 2011 to Apr 15, 2014 · Baltimore, Md
- C••••••••• I••••••••• L•• mixed wealthApr 8, 2008 to Sep 22, 2011 · New York, Ny
- F•••••• B•••• W••••• L•• unclassifiedJul 6, 2006 to Apr 7, 2008 · Baltimore, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jul 18, 2006 · New York, Ny
- L••• M•••• W••• W•••••• I••••••••• unclassifiedFeb 27, 2002 to Feb 21, 2006 · Baltimore, Md
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Apr 15, 2014, registered May 12, 2021 (2584 days) · Wirehouse to wirehouse
- C••••••••• I••••••••• L•• to U•• F•••••••• S••••••• I•••left Sep 22, 2011, registered Sep 16, 2011 (-6 days) · Other
- F•••••• B•••• W••••• L•• to C••••••••• I••••••••• L••left Apr 7, 2008, registered Apr 8, 2008 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to F•••••• B•••• W••••• L••left Jul 18, 2006, registered Jul 6, 2006 (-12 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address