RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••••• H•••••• S••••••
- M••••• S•••••• wirehouse currentsince Apr 12, 2016 · Bridgeville, Pa
- M•• A••••••• F•••••••• M••••••••• I••• formerSep 28, 2012 to Mar 29, 2016 · Nokesville, Va
- K••••• P•••••• W••••• S•••••••• L•• BD affiliatedAug 13, 2012 to Oct 3, 2012 · Nokesville, Va
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 26, 2012 · Mclean, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Mclean, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJan 5, 2005 to Feb 21, 2006 · Mclean, Va
- M•• A••••••• F•••••••• M••••••••• I••• to M••••• S••••••left Mar 29, 2016, registered Apr 12, 2016 (14 days) · Other
- K••••• P•••••• W••••• S•••••••• L•• to M•• A••••••• F•••••••• M••••••••• I•••left Oct 3, 2012, registered Sep 28, 2012 (-5 days) · Other
- M••••• S•••••• to K••••• P•••••• W••••• S•••••••• L••left Jul 26, 2012, registered Aug 13, 2012 (18 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address