DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Registered advisor
R•••• A•••••• N••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R. Anthony Nicosia
At current firm
0 y
since Aug 17, 2026
In the industry
31 y
since Oct 12, 1994 (earliest exam, job or registration)
Prior registered firms
11
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 17, 2026 · Denver, Co
- A• W••••• M••••••••• L•• BD affiliatedMar 7, 2025 to Jun 17, 2026 · Denver, Co
- U•• F•••••••• S•••••••• I••• independent RIAAug 3, 2023 to Jan 10, 2025 · Denver, Co
- U•• P•••••• W••••• M••••••••• L•• mixed wealthNov 10, 2022 to Aug 3, 2023 · Denver, Co
- U•• F•••••••• S•••••••• I••• independent RIANov 9, 2015 to Nov 9, 2022 · Denver, Co
- B••• I••••••••• S•••••••• I••• formerMay 26, 2015 to Jun 5, 2015 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Mar 31, 2015 · Colorado Springs, Co
- W•••• F•••• I••••••••• L•• unclassifiedMay 16, 2007 to Jan 3, 2011 · Colorado Springs, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 7, 2007 to Apr 30, 2007 · Sarasota, Fl
- W•••• F•••• I••••••••• L•• unclassifiedJul 31, 2006 to Feb 26, 2007 · Colorado Springs, Co
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 13, 2003 to Jun 20, 2006 · Sarasota, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 12, 1994 to Feb 21, 2003 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- A• W••••• M••••••••• L•• to L•• F•••••••• L••left Jun 17, 2026, registered Aug 17, 2026 (61 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S•••••••• I••• to A• W••••• M••••••••• L••left Jan 10, 2025, registered Mar 7, 2025 (56 days) · RIA to RIA
- U•• P•••••• W••••• M••••••••• L•• to U•• F•••••••• S•••••••• I•••left Aug 3, 2023, registered Aug 3, 2023 (0 days) · channel change inside one enterprise, not a move
- U•• F•••••••• S•••••••• I••• to U•• P•••••• W••••• M••••••••• L••left Nov 9, 2022, registered Nov 10, 2022 (1 days) · channel change inside one enterprise, not a move
- B••• I••••••••• S•••••••• I••• to U•• F•••••••• S•••••••• I•••left Jun 5, 2015, registered Nov 9, 2015 (157 days) · Other
- W•••• F•••• A••••••• to B••• I••••••••• S•••••••• I•••left Mar 31, 2015, registered May 26, 2015 (56 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• I••••••••• L••left Apr 30, 2007, registered May 16, 2007 (16 days) · Other
- W•••• F•••• I••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 26, 2007, registered Mar 7, 2007 (9 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••left Jun 20, 2006, registered Jul 31, 2006 (41 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Feb 21, 2003, registered Mar 13, 2003 (20 days) · Other
Signals
- R•••• A•••••• N•••••• left A• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2026-08-17)Jun 17, 2026 · Advisor changed firm · fact
- R•••• A•••••• N•••••• left U•• F•••••••• S•••••••• I••• for A• W••••• M••••••••• L•• (registered 2025-03-07)Jan 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address