B•••• R••••• B•••••••••

• P•• W••••• M••••••••• BD affiliated current
  since Nov 13, 2009 · Carmel, In
• N•••••• I••••••••• I••• unclassified
  Oct 3, 2005 to Nov 13, 2009 · Indianapolis, In
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Jan 27, 2004 · Indianapolis, In
• P••••••••• E••••• G••••• L•• unclassified
  Dec 10, 1998 to Jul 1, 2003 · Indianapolis, In

• N•••••• I••••••••• I••• to P•• W••••• M•••••••••
  left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to N•••••• I••••••••• I•••
  left Jan 27, 2004, registered Oct 3, 2005 (615 days) · Other
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address