DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• M•••••• M••••••

L•• F•••••••• L••BD affiliatedWinston-Salem, Ncdual registrantIAPD 2517584

Feed of 09/14/2026

Also filed as Jamie M••••••

At current firm

1 y

since Feb 3, 2025

In the industry

31 y

since Sep 23, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 3, 2025 · Winston-Salem, Nc
O•••• W•••••• I••• BD affiliated
Apr 27, 2021 to Feb 5, 2025 · Scottsdale, Az
O•••• F•• I••• former
May 16, 2017 to Apr 28, 2021 · Winston Salem, Nc
C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated
Apr 1, 2009 to May 16, 2017 · Raleigh, Nc
C•• A•••••••• L•• unclassified
Aug 23, 2005 to Dec 31, 2012 · Winston-Salem, Nc

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Feb 5, 2025, registered Feb 3, 2025 (-2 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to O•••• W•••••• I•••
left Apr 28, 2021, registered Apr 27, 2021 (-1 days) · Affiliated broker-dealer or bank to another
C•••••• I••••••••• A••••••• S•••••••• L•• to O•••• F•• I•••
left May 16, 2017, registered May 16, 2017 (0 days) · Other · moved with a team
C•• A•••••••• L•• to C•••••• I••••••••• A••••••• S•••••••• L••
left Dec 31, 2012, registered Apr 1, 2009 (-1370 days) · corporate re-registration, not a move

Signals

J•••• M•••••• M•••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-02-03)
Feb 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address