RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L• B•••• A•••••••
- C• P•••••• W••••• independent RIA currentsince Mar 12, 2021 · Novi, Mi
- C•••••• S••••• • C••• I••• national BDAug 4, 2011 to Jan 29, 2021 · Troy, Mi
- C•••• I••••••••• S••••••• C•••• formerSep 3, 2010 to Jul 20, 2011 · Birmingham, Mi
- S•••••••• A••••••• L•• national BDMay 25, 2010 to Jul 13, 2010 · Birmingham, Mi
- C•••••• S••••• • C••• I••• to C• P•••••• W•••••left Jan 29, 2021, registered Mar 12, 2021 (42 days) · Affiliated broker-dealer or bank to independent RIA
- C•••• I••••••••• S••••••• C•••• to C•••••• S••••• • C••• I•••left Jul 20, 2011, registered Aug 4, 2011 (15 days) · Other
- S•••••••• A••••••• L•• to C•••• I••••••••• S••••••• C••••left Jul 13, 2010, registered Sep 3, 2010 (52 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address