DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
C2 Private Wealth
Legal name Strategic Investment Advisors, LLC
Latest filing Jun 19, 2026
First filing on the tape May 23, 2017 · 44 filings
SEC status approved since May 31, 2017
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.8B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$130M
derived; firm RAUM over IAPD count
Employees
16
11 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.8B as of Jun 19, 2026
Mar 21, 2018$139M then
HNW client RAUM$1.1B as of Jun 19, 2026
Mar 21, 2018$62.3M then
State-registered IARs (5.B.3)13 as of Jun 19, 2026
Mar 21, 20183 then
Employees (5.A)16 as of Jun 19, 2026
Mar 21, 20183 then
Private funds: no history
RAUM +54% over the last fiscal year+31% a year over threeIARs 11 to 13offices 3 to 4
Practice profile
derived from the filing of Jun 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $130MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 147derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $154,447derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- +18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +94%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $12.5M, 55 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B61%
- Individuals$681M37%
- Charitable organizations$16.0M0.9%
- Corporations and businesses$2.8M0.2%
- Individual clients
- 1,542reported
- HNW clients
- 514reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 11,760reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12.5M for 55 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Elliott Metler | Novi, Mi | Mar 17, 2014 | 22 y | 0 |
| Jacob Charles Zagor | Novi, Mi | Sep 8, 2020 | 21 y | 0 |
| L Brian Atherton | Bloomfield Hills, Mi | Mar 12, 2021 | 31 y | 3 |
| Shawn Srivastava | Novi, Mi | Nov 28, 2022 | 14 y | 0 |
| Joshua Lee Jackson | Novi, Mi | Jan 11, 2023 | 15 y | 1 |
| Kirk Melbourne Cassidy | Novi, Mi | Jan 12, 2023 | 23 y | 2 |
| Jason Douglas Maclean | Bloomfield Hills, Mi | Feb 21, 2023 | 10 y | 2 |
| Jared Michael Lee | Novi, Mi | Jun 28, 2024 | 13 y | 0 |
| Michael Paul MasserantCertified Financial Planner | Novi, Mi | Jul 18, 2024 | 10 y | 0 |
| Gregory Charles Haeger | Novi, Mi | Jul 25, 2025 | 10 y | 0 |
| Curt David Knotick | Renfrew, Pa | Mar 17, 2026 | 16 y | 3 |
| Ethan James Lane | Renfrew, Pa | Mar 17, 2026 | 11 y | 2 |
| Kevin Richman | Gaston, Or | Apr 20, 2026 | 11 y | 0 |
| Adam Wiliam Holl | Renfrew, Pa | Jun 11, 2026 | 10 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Lisa Rose Mange to MarinerMar 5, 2025 · RIA to affiliated broker-dealer or bank
- Charleen Nicole Maune to Foguth Wealth Management, LLC.Dec 1, 2023 · RIA to RIA
- Alexandra Marie Bogacz to D.A. Davidson & Co.Aug 29, 2023 · RIA to RIA
- Kimberly Louise Jamieson to Signator Investors, Inc.Jul 18, 2017 · Other
Joined, latest
- Ethan James Lane from Asg Investment Management, LLCMar 17, 2026 · RIA to RIA
- Curt David Knotick from Asg Investment Management, LLCMar 17, 2026 · RIA to RIA
- Lisa Rose Mange from Morgan StanleyOct 8, 2024 · Wirehouse to independent RIA
- Jason Douglas Maclean from Assetmark, Inc.Feb 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- Kirk Melbourne Cassidy from Envision Investment Advisors, LLCJan 12, 2023 · Other
- Joshua Lee Jackson from Ae Wealth Management, LLCJan 11, 2023 · Other
- Charleen Nicole Maune from Hantz Financial Services, Inc.Jul 6, 2022 · RIA to RIA
- Alexandra Marie Bogacz from Richard W. Paul & Associates, LLCJun 13, 2022 · RIA to RIA
- L Brian Atherton from Charles Schwab & Co., Inc.Mar 12, 2021 · Affiliated broker-dealer or bank to independent RIA
- Kimberly Louise Jamieson from Corecap AdvisorsDec 21, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Asg Investment Management, LLCMar 20, 2026 · Renfrew, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Melbourne Kirk Cassidy · Presidentcontrolsince 03/2007 · owns less than 5%
- Stefan Barry Garrett · Chief Compliance Officercontrolsince 10/2025 · owns less than 5%
- Lynn Heather Lyon · Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- Melbourne Kirk Cassidy · Presidentcontrolsince 12/2021 · owns 75% or more of Cassidy And Associates Inc.
- James David Callanan · Membersince 12/2021 · owns 50% to 75% of Ddc Holdings, LLC
- Grant Cody Foster · Membersince 12/2021 · owns 50% to 75% of Ddc Holdings, LLC
Entity owners
- Cassidy And Associates Inc. · Memberdirect · owns 75% or more
- Advisors Excel Holdings, LLC · Memberindirect · owns 75% or more of Advisor Support Network, LLC
- Advisor Support Network, LLC · Memberdirect · owns 10% to 25%
- Ddc Holdings, LLC · Memberindirect · owns 75% or more of Oneae, LLC
- Oneae, LLC · Memberindirect · owns 75% or more of Advisors Excel Holdings, LLC
Related persons
Schedule D 7.A
- Kirk Cassidyinsurancen
- Senior Planning Advisors, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Novi, Mi · principal | 14 | 4 | 0 | ||
| Renfrew, Pa | 3 | 3 | 0 | ||
| Bloomfield Hills, Mi | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Ann Arbor, MI1 employees
- Bloomfiled Hills, MI1 employees
- Columbia, MO1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 19, 2026GARRETT, BARRY, STEFAN (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-12-21 and 2026-06-19peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 19, 2026LYON, HEATHER, LYNN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-12-21 and 2026-06-19peers: independent wealth managers, $1B to $5B (1,360)
- account count surgeChange between filings · filing Apr 16, 2026accounts (Item 5.F.2.f) moved from 7,639.0 to 11,760.0 (+54.0%) between the annual amendments of 2025-03-12 and 2026-04-16; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 93% percentile
- client count surgeChange between filings · filing Apr 16, 2026individual and HNW clients (Item 5.D) moved from 1,061.0 to 2,056.0 (+94.0%) between the annual amendments of 2025-03-12 and 2026-04-16; the peer median change was +5.0% (1132 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 98% percentile
- RAUM up 50 %Change between filings · filing Apr 16, 2026RAUM (Item 5.F) moved from $1,181,835,232 to $1,816,297,187 (+54.0%) between the annual amendments of 2025-03-12 and 2026-04-16; the peer median change was +17.0% (1297 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 7,639 to 11,760Jan 15, 2026 to Mar 31, 2026
- Corporate clients · 6 to 9Jan 15, 2026 to Mar 31, 2026
- HNW clients · 359 to 514Jan 15, 2026 to Mar 31, 2026
- Individual clients · 702 to 1,542Jan 15, 2026 to Mar 31, 2026
- Employees · 11 to 16Jan 15, 2026 to Mar 31, 2026
- State-registered IARs · 11 to 13Jan 15, 2026 to Mar 31, 2026
- Other offices · 3 to 4Jan 15, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.8BJan 15, 2026 to Mar 31, 2026
- HNW RAUM · $788M to $1.1BJan 15, 2026 to Mar 31, 2026
- Individual RAUM · $375M to $681MJan 15, 2026 to Mar 31, 2026
- RAUM · $1.2B to $1.8BJan 15, 2026 to Mar 31, 2026
- Assets in custody · $10.7M to $12.5MMar 12, 2025 to Oct 30, 2025
- Financial planning clients · 26-50 to 26-50Mar 5, 2025 to Mar 12, 2025
- Accounts · 7,357 to 7,639Jan 16, 2025 to Mar 5, 2025
- Advisory employees · 12 to 11Jan 16, 2025 to Mar 5, 2025
- Business name · STRATEGIC INVESTMENT ADVISORS, LLC to C2 PRIVATE WEALTHJan 16, 2025 to Mar 5, 2025
- HNW clients · 721 to 359Jan 16, 2025 to Mar 5, 2025
- Individual clients · 398 to 702Jan 16, 2025 to Mar 5, 2025
- Assets in custody · $8.6M to $10.7MJan 16, 2025 to Mar 5, 2025
- Employees · 12 to 11Jan 16, 2025 to Mar 5, 2025
- Financial planning clients · 0 to 26-50Jan 16, 2025 to Mar 5, 2025
- HQ city · LIVONIA to NOVIJan 16, 2025 to Mar 5, 2025
- State-registered IARs · 12 to 11Jan 16, 2025 to Mar 5, 2025
- Discretionary RAUM · $1.1B to $1.2BJan 16, 2025 to Mar 5, 2025
- HNW RAUM · $728M to $788MJan 16, 2025 to Mar 5, 2025
- Individual RAUM · $376M to $375MJan 16, 2025 to Mar 5, 2025
- RAUM · $1.1B to $1.2BJan 16, 2025 to Mar 5, 2025
- Accounts · 7,227 to 7,357Jul 18, 2024 to Oct 8, 2024
- Advisory employees · 11 to 12Jul 18, 2024 to Oct 8, 2024
- HNW clients · 312 to 721Jul 18, 2024 to Oct 8, 2024
- Individual clients · 686 to 398Jul 18, 2024 to Oct 8, 2024
- Assets in custody · $11.9M to $8.6MJul 18, 2024 to Oct 8, 2024
- Employees · 11 to 12Jul 18, 2024 to Oct 8, 2024
- State-registered IARs · 11 to 12Jul 18, 2024 to Oct 8, 2024
- Discretionary RAUM · $947M to $1.1BJul 18, 2024 to Oct 8, 2024
- HNW RAUM · $612M to $728MJul 18, 2024 to Oct 8, 2024
- Individual RAUM · $318M to $376MJul 18, 2024 to Oct 8, 2024
- RAUM · $947M to $1.1BJul 18, 2024 to Oct 8, 2024
- Advisory employees · 10 to 11Feb 28, 2024 to Jun 28, 2024
- Employees · 10 to 11Feb 28, 2024 to Jun 28, 2024
Signals
12 dated events
- C2 Private Wealth reported RAUM $1.8B, up 54% from $1.2B (2026-01-15 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 2 advisors left Asg Investment Management, LLC (Renfrew, PA) for C2 Private Wealth on the same dayMar 20, 2026 · Team lift-out · derived
- Lisa Rose Mange left C2 Private Wealth for Mariner (registered 2025-03-07)Mar 5, 2025 · Advisor changed firm · fact
- Lynn Heather Lyon (Chief Compliance Officer) appeared on Schedule A of C2 Private WealthDec 21, 2023 · Control person joined · fact
- Charleen Nicole Maune left C2 Private Wealth for Foguth Wealth Management, Llc. (registered 2023-12-11)Dec 1, 2023 · Advisor changed firm · fact
- Alexandra Marie Bogacz left C2 Private Wealth for D.A. Davidson & Co. (registered 2024-12-10)Aug 29, 2023 · Advisor changed firm · fact
- Alan Mark Zeigler (Chief Compliance Officer/Investment Advisor Representative) no longer on Schedule A of C2 Private Wealth (listed 2023-02-17, absent 2023-07-12)Jul 12, 2023 · Control person left · inference
- Alan Mark Zeigler (Chief Compliance Officer/Investment Advisor Representative) appeared on Schedule A of C2 Private WealthMay 9, 2022 · Control person joined · fact
- C2 Private Wealth reported RAUM $655.2M, up 37% from $480.0M (2021-03-12 to 2022-02-11)Feb 11, 2022 · RAUM change · derived
- C2 Private Wealth reported RAUM $480.0M, up 32% from $363.5M (2020-09-08 to 2021-03-04)Mar 4, 2021 · RAUM change · derived
- C2 Private Wealth reported RAUM $363.5M, up 68% from $216.9M (2020-01-02 to 2020-03-23)Mar 23, 2020 · RAUM change · derived
- Strategic Investment Advisors, Inc. filed its initial SEC registration (Form ADV)May 23, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 724-482-6149reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-827-6186reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 724-287-4071reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/c2privatewealthreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/accurate-solutions-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- asgretire.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 248-567-6688reportedpublic record, Form ADV, Jun 19, 2026
- Team page
- asgretire.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $130Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026