RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• K•• W•••••
- O• I••••••••• M••••••••• C• BD affiliated currentsince Aug 29, 2018 · Weirton, Wv
- I•••••••• A•••••••• L•• BD affiliatedMar 17, 2016 to Jun 26, 2018 · Weirton, Wv
- N•• A•••••• S•••••••• L•• formerNov 5, 2013 to Mar 17, 2016 · Weirton, Wv
- R•••••• C•••••• M••••••••• L•• unclassifiedMay 28, 2013 to Jul 8, 2013 · Weirton, Wv
- G••••• F•••••••• P•••••• C••••••• I••• formerDec 12, 2011 to Jul 11, 2012 · Pittsburgh, Pa
- I•••••••• A•••••••• L•• to O• I••••••••• M••••••••• C•left Jun 26, 2018, registered Aug 29, 2018 (64 days) · RIA to affiliated broker-dealer or bank
- N•• A•••••• S•••••••• L•• to I•••••••• A•••••••• L••left Mar 17, 2016, registered Mar 17, 2016 (0 days) · Other
- R•••••• C•••••• M••••••••• L•• to N•• A•••••• S•••••••• L••left Jul 8, 2013, registered Nov 5, 2013 (120 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to R•••••• C•••••• M••••••••• L••left Jul 11, 2012, registered May 28, 2013 (321 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address