DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Michael Ayer
Feed of 09/14/2026
At current firm
6 y
since Jan 2, 2020
In the industry
31 y
since Nov 4, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Jan 2, 2020 · Chicago, Il
- Hightower Advisors, LLC BD affiliatedFeb 12, 2010 to Dec 31, 2019 · Rye, Ny
- Morgan Stanley wirehouseOct 23, 2009 to Mar 12, 2010 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Hightower Advisors, LLCleft Mar 12, 2010, registered Feb 12, 2010 (-28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address