P••• K• S••

• W•••• F•••• A••••••• wirehouse current
  since Oct 20, 2022 · Westlake Village, Ca
• J••• M••••• S••••••••• L•• wirehouse
  May 31, 2013 to Oct 22, 2022 · Newbury Park, Ca
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to May 31, 2013 · Ventura, Ca
• W•••• F•••• I••••••••• L•• unclassified
  Oct 3, 2007 to Jan 3, 2011 · Ventura, Ca

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Oct 22, 2022, registered Oct 20, 2022 (-2 days) · Wirehouse to wirehouse · moved with a team
• W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
  left May 31, 2013, registered May 31, 2013 (0 days) · Wirehouse to wirehouse
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

• ••• Locked
  Oct 22, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address