DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• D•••••••

C••••• I••••••••• A••••••• L••BD affiliatedSan Diego, Cadual registrantIAPD 2524985

Feed of 09/14/2026

Also filed as Keith Edward Dilloway

At current firm

3 y

since Jun 29, 2023

In the industry

32 y

since Aug 17, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · San Diego, Ca
C••••••••• F•••••••• N•••••• national BD
Mar 4, 2021 to Oct 18, 2021 · San Diego, Ca
M••••• S•••••• wirehouse
Apr 5, 2016 to Mar 19, 2021 · San Diego, Ca
S••••••• P•••••• F••••••••• L•• former
Oct 26, 2010 to Mar 23, 2016 · Santa Rosa, Ca
E•••••••• A•••••••• L•• national BD
May 7, 2009 to Oct 26, 2010 · Honolulu, Hi
L•• F•••••••• L•• BD affiliated
Dec 1, 2003 to Jan 2, 2009 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••
left Oct 18, 2021, registered Jun 29, 2023 (619 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to C••••••••• F•••••••• N••••••
left Mar 19, 2021, registered Mar 4, 2021 (-15 days) · Wirehouse to affiliated broker-dealer or bank
S••••••• P•••••• F••••••••• L•• to M••••• S••••••
left Mar 23, 2016, registered Apr 5, 2016 (13 days) · Other
E•••••••• A•••••••• L•• to S••••••• P•••••• F••••••••• L••
left Oct 26, 2010, registered Oct 26, 2010 (0 days) · Other
L•• F•••••••• L•• to E•••••••• A•••••••• L••
left Jan 2, 2009, registered May 7, 2009 (125 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address