DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Paydock
Feed of 09/15/2026
At current firm
2 y
since Jun 14, 2024
In the industry
31 y
since Sep 28, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jun 14, 2024 · Rocklin, Ca
- Securities America Advisors, Inc. formerJan 29, 2021 to Jun 14, 2024 · Roseville, Ca
- LPL Financial LLC BD affiliatedNov 29, 2017 to Feb 4, 2021 · Roseville, Ca
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJan 7, 2014 to Nov 29, 2017 · Roseville, Ca
- Curian Capital, LLC formerNov 12, 2008 to Jan 7, 2014 · Denver, Co
- Icon Advisers, Inc. otherMar 21, 2006 to Oct 20, 2008 · Greenwood Village, Co
- Bny Mellon Advisors, Inc. bank affiliatedJun 26, 2003 to Jan 27, 2005 · Malvern, Pa
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Securities America Advisors, Inc.left Feb 4, 2021, registered Jan 29, 2021 (-6 days) · Affiliated broker-dealer or bank to another
- National Planning Corporation ("Npc Of America" In Fl & Ny) to LPL Financial LLCleft Nov 29, 2017, registered Nov 29, 2017 (0 days) · Other · moved with a team
- Curian Capital, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)left Jan 7, 2014, registered Jan 7, 2014 (0 days) · channel change inside one enterprise, not a move
- Icon Advisers, Inc. to Curian Capital, LLCleft Oct 20, 2008, registered Nov 12, 2008 (23 days) · Other
- Bny Mellon Advisors, Inc. to Icon Advisers, Inc.left Jan 27, 2005, registered Mar 21, 2006 (418 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address