DFX Intelligence

RIA Intelligence

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Large transfer

97 advisors left N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• for L•• F•••••••• L••

othertoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Amanda Catherine KleinSeal Beach, CaNov 29, 2017Nov 29, 2017
Angela Dawn PepperEl Segundo, CaNov 29, 2017Nov 29, 2017
Anthony S BarberaLos Angeles, CaNov 29, 2017Nov 29, 2017
Ara Goryun MalazianSanta Ana, CaNov 29, 2017Nov 29, 2017
Arpy Montu RavalClaremont, CaNov 29, 2017Nov 29, 2017
Bradley Dean DavisLos Angeles, CaNov 29, 2017Nov 29, 2017
Brandon Douglas CardarelliLos Angeles, CaNov 29, 2017Nov 29, 2017
Brian Larry RogersLos Angeles, CaNov 29, 2017Nov 29, 2017
Brian Lee MikkelsonLos Angeles, CaNov 29, 2017Nov 29, 2017
Carolyn Michelle MatsonRedlands, CaNov 29, 2017Nov 29, 2017
Christopher David GarciaNapa, CaNov 29, 2017Nov 29, 2017
Christopher Panos KamnitsisLos Angeles, CaNov 29, 2017Nov 29, 2017
Christopher PaydockRoseville, CaNov 29, 2017Nov 29, 2017
Cynthia StaufferWest Civona, CaNov 29, 2017Nov 29, 2017
Damon John TylerVacaville, CaNov 29, 2017Nov 29, 2017
Daniel Jose ValdesLos Angeles, CaNov 29, 2017Nov 29, 2017
Danny Allan PayneLos Angeles, CaNov 29, 2017Nov 29, 2017
David Frank NielsenLos Angeles, CaNov 29, 2017Nov 29, 2017
David John VanderzwaagSan Jose, CaNov 29, 2017Nov 29, 2017
David Paul BaxEl Segundo, CaNov 29, 2017Nov 29, 2017
David Todd SimpsonSan Marcos, CaNov 29, 2017Nov 29, 2017
Dennis Frank RoseSherman Oaks, CaNov 29, 2017Nov 29, 2017
Dorothy Tse LeeBerkely, CaNov 29, 2017Nov 29, 2017
Douglas Edward NormanBrea, CaNov 29, 2017Nov 29, 2017
Douglas Egil MolstadLos Angeles, CaNov 29, 2017Nov 29, 2017
Douglas Gregory MalanLos Angeles, CaNov 29, 2017Nov 29, 2017
Eduardo SilvaEl Segundo, CaNov 29, 2017Nov 29, 2017
Elizabeth Grace NormanBrea, CaNov 29, 2017Nov 29, 2017
Eric David OsgoodLos Angeles, CaNov 29, 2017Nov 29, 2017
Eric Lee LandisLos Angeles, CaNov 29, 2017Nov 29, 2017
Eric Wilford BondLos Angeles, CaNov 29, 2017Nov 29, 2017
Frank Edward EllLos Angeles, CaNov 29, 2017Nov 29, 2017
Garrett P FreitagLos Angeles, CaNov 29, 2017Nov 29, 2017
Gary Eugene CroxallAptos, CaNov 29, 2017Mar 27, 2024
Gerald Douglas WatsonMoreno Valley, CaNov 29, 2017Nov 29, 2017
Glenn Tremaine GroshLos Angeles, CaNov 29, 2017Nov 29, 2017
Greg SkinnerLos Angeles, CaNov 29, 2017Nov 29, 2017
James Allan HelfinstineEl Segundo, CaNov 29, 2017Nov 29, 2017
James Michael AdgarLos Angeles, CaNov 29, 2017Nov 29, 2017
James Quinn GilmoreCosta Mesa, CaNov 29, 2017Nov 29, 2017
Jeffrey Kenneth StarkLos Angeles, CaNov 29, 2017Nov 29, 2017
Jennifer Monday LemanLos Angeles, CaNov 29, 2017Nov 29, 2017
Jerry Bruce AndersonLos Angeles, CaNov 29, 2017Nov 29, 2017
Jill Lynn KnollStockton, CaNov 29, 2017Nov 29, 2017
Joao Silva GomesLos Angeles, CaNov 29, 2017Nov 29, 2017
John BarnesWoodland Hills, CaNov 29, 2017Nov 29, 2017
John BlanosLos Angeles, CaNov 29, 2017Nov 29, 2017
John Edgar BrooksLos Angeles, CaNov 29, 2017Nov 29, 2017
John Kevin JovanovichLos Angeles, CaNov 29, 2017Nov 29, 2017
John Louie MorrisonNapa, CaNov 29, 2017Nov 29, 2017
Joseph Anthony PenaGarden Grove, CaNov 29, 2017Nov 29, 2017
Joseph Edward CohenLos Angeles, CaNov 29, 2017Nov 29, 2017
Joseph Tim TobinLos Angeles, CaNov 29, 2017Nov 29, 2017
Kathleen Xuan PhanWest Covina, CaNov 29, 2017Nov 29, 2017
Kenneth John McmanusLos Angeles, CaNov 29, 2017Nov 29, 2017
Keri Irene PughLos Angeles, CaNov 29, 2017Nov 29, 2017
Kevin Andrew HarbackGrassvalley, CaNov 29, 2017Nov 29, 2017
Kirk Allen ShebyTorrance, CaNov 29, 2017Nov 29, 2017
Kurt ChenEl Segundo, CaNov 29, 2017Nov 29, 2017
Kyle Dean FinkLos Angeles, CaNov 29, 2017Nov 29, 2017
Lanny Rex StoutRedlands, CaNov 29, 2017Nov 29, 2017
Lee Francis HurneyLos Angeles, CaNov 29, 2017Nov 29, 2017
Lenore Joan RostoniSan Rafael, CaNov 29, 2017Nov 29, 2017
Maria-Elena P VillaflorEncino, CaNov 29, 2017Nov 29, 2017
Mark Angelo CollerLos Angeles, CaNov 29, 2017Nov 29, 2017
Martin Wolf RosenzveigBeverly Hills, CaNov 29, 2017Nov 29, 2017
Michael Aaron ResnikSherman Oaks, CaNov 29, 2017Nov 29, 2017
Michael David SutherlandSun Valley, CaNov 29, 2017Nov 29, 2017
Michael William HaleyStockton, CaNov 29, 2017Nov 29, 2017
Mickey Lee HendersonEl Segundo, CaNov 29, 2017Nov 29, 2017
Narine K MardanyanLake Forest, CaNov 29, 2017Nov 29, 2017
Neal Alfred WanerLos Angeles, CaNov 29, 2017Nov 29, 2017
Neal Brian WilsonPalm Desert, CaNov 29, 2017Nov 29, 2017
Patrick James FovelSan Ramon, CaNov 29, 2017Nov 29, 2017
Paul Arthur WaltersRancho Santa Margarita, CaNov 29, 2017Nov 29, 2017
Paul Edward RankowitzLos Angeles, CaNov 29, 2017Nov 29, 2017
Peter E JochemsLos Angeles, CaNov 29, 2017Nov 29, 2017
Raymond Philippe MathieuGlendale, CaNov 29, 2017Nov 29, 2017
Richard Gaber IsaacsEncino, CaNov 29, 2017Nov 29, 2017
Richard Thomas MartellLos Angeles, CaNov 29, 2017Nov 29, 2017
Richard William DutrisacCosta Mesa, CaNov 29, 2017Nov 29, 2017
Robert A SkubaLos Angeles, CaNov 29, 2017Nov 29, 2017
Robert Joseph MenzLos Angeles, CaNov 29, 2017Aug 11, 2020
Rodney Brian SmithStockton, CaNov 29, 2017Nov 29, 2017
Rodney Jerald ChamberlinLos Angeles, CaNov 29, 2017Nov 29, 2017
Ryan Vincent SappLos Angeles, CaNov 29, 2017Nov 29, 2017
Scott Michael BurnsLos Angeles, CaNov 29, 2017Nov 29, 2017
Stanley Nick TzikasStockton, CaNov 29, 2017Nov 29, 2017
Stephen Constantine KamnitsisLos Angeles, CaNov 29, 2017Nov 29, 2017
Steven Corey HoekstraLos Angeles, CaNov 29, 2017Nov 29, 2017
Steven Donald LorenzLos Angeles, CaNov 29, 2017Nov 29, 2017
Steven Mark KenskiLos Angeles, CaNov 29, 2017Nov 29, 2017
Thomas David VanderzwaagSan Jose, CaNov 29, 2017Nov 29, 2017
Thomas Matthew SalladyLodi, CaNov 29, 2017Nov 29, 2017
Timothy David GayLos Angeles, CaNov 29, 2017Nov 29, 2017
Todd Hutson SmithCalabasas, CaNov 29, 2017Nov 29, 2017
Xiaoxiao BiSherman Oaks, CaNov 29, 2017Nov 29, 2017
The rule
Registrations ended
Nov 29, 2017
Registered next
Nov 29, 2017 to Mar 27, 2024
Branch state
CA
Cities
35, most in Los Angeles, Ca
Registered there that day
416 (people still on IAPD; an estimate)
Share of that headcount
23%
Succession by the destination
none on the tape

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.

Other teams out of N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Other teams into L•• F•••••••• L••