RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D••• M••••
- B•••••••• I••••••••• G•••• independent RIA currentsince Oct 23, 2025 · Manchester, Md
- R•••••• P•••••• W••••• formerJun 28, 2021 to Mar 31, 2025 · Westminster, Md
- S••• C•••••• M••••••••• L•• independent RIADec 15, 2016 to Jul 14, 2021 · Westminster, Md
- H• B•••• I••• formerJul 19, 2012 to Dec 15, 2016 · Rockville, Md
- C••••• D•••• A•••• M••••••••• independent RIAOct 12, 2011 to Jun 18, 2012 · Baltimore, Md
- S•••••••• A•••• M••••••••• L••• unclassifiedApr 12, 2005 to Dec 22, 2010 · Westminster, Md
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 29, 1997 to Dec 31, 2005 · Westminster, Md
- R•••••• P•••••• W••••• to B•••••••• I••••••••• G••••left Mar 31, 2025, registered Oct 23, 2025 (206 days) · corporate re-registration, not a move
- S••• C•••••• M••••••••• L•• to R•••••• P•••••• W•••••left Jul 14, 2021, registered Jun 28, 2021 (-16 days) · RIA to a newly registered adviser
- H• B•••• I••• to S••• C•••••• M••••••••• L••left Dec 15, 2016, registered Dec 15, 2016 (0 days) · Other
- C••••• D•••• A•••• M••••••••• to H• B•••• I•••left Jun 18, 2012, registered Jul 19, 2012 (31 days) · Other
- S•••••••• A•••• M••••••••• L••• to C••••• D•••• A•••• M•••••••••left Dec 22, 2010, registered Oct 12, 2011 (294 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to S•••••••• A•••• M••••••••• L•••left Dec 31, 2005, registered Apr 12, 2005 (-263 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address