DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Becker

Citigroup Global Markets Inc.BD affiliatedPalm Beach Gardens, Fl dual registrantIAPD 2528018

Feed of 09/15/2026

Also filed as Mike Becker

At current firm

0 y

since Mar 26, 2026

In the industry

31 y

since Sep 28, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citigroup Global Markets Inc. BD affiliated current
since Mar 26, 2026 · Palm Beach Gardens, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 9, 2020 to Mar 3, 2026 · Jupiter, Fl
Truist Advisory Services, Inc. BD affiliated
Jan 20, 2017 to Oct 31, 2019 · Palm Beach, Fl
Bny Mellon Securities Corporation other
Apr 16, 2008 to Aug 23, 2010 · West Palm Beach, Fl
Alliancebernstein L.P. other
Feb 10, 2006 to Mar 6, 2008 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.
left Mar 3, 2026, registered Mar 26, 2026 (23 days) · Wirehouse to affiliated broker-dealer or bank
Truist Advisory Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 31, 2019, registered Jan 9, 2020 (70 days) · Affiliated broker-dealer or bank to wirehouse
Bny Mellon Securities Corporation to Truist Advisory Services, Inc.
left Aug 23, 2010, registered Jan 20, 2017 (2342 days) · Other
Alliancebernstein L.P. to Bny Mellon Securities Corporation
left Mar 6, 2008, registered Apr 16, 2008 (41 days) · Other

Signals

Michael Becker left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Citigroup Global Markets Inc. (registered 2026-03-26)
Mar 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address