RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Mar 25, 2014 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseMay 31, 2012 to Jan 3, 2013 · Southlake, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 9, 2005 to Jun 4, 2012 · Fort Worth, Tx
- U•• F•••••••• S••••••• I••• wirehouseMar 21, 2003 to Dec 20, 2005 · Dallas, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 12, 2002 to Feb 27, 2003 · Dallas, Tx
- W•••• F•••• A••••••• to M••••• S••••••left Jan 3, 2013, registered Mar 25, 2014 (446 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jun 4, 2012, registered May 31, 2012 (-4 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 20, 2005, registered Dec 9, 2005 (-11 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Feb 27, 2003, registered Mar 21, 2003 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address