RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• K•• H•••••
- S••••• W••••• P•••••••• L•• independent RIA currentsince Feb 9, 2024 · Orlando, Fl
- C•• R••••••••• I••••••••• A••••••• formerJan 20, 2015 to Mar 2, 2015 · Grand Rapids, Mi
- C••••• P••••••• O••• L•• institutionalJul 1, 2014 to May 26, 2020 · New York, Ny
- C•• R••••••••• I••••••••• A••••••• formerMay 11, 2005 to Dec 31, 2014 · Grand Rapids, Mi
- C••••• P••••••• O••• L•• to C•• R••••••••• I••••••••• A•••••••left May 26, 2020, registered Jan 20, 2015 (-1953 days) · Other
- C•• R••••••••• I••••••••• A••••••• to S••••• W••••• P•••••••• L••left Mar 2, 2015, registered Feb 9, 2024 (3266 days) · Other
- C•• R••••••••• I••••••••• A••••••• to C••••• P••••••• O••• L••left Dec 31, 2014, registered Jul 1, 2014 (-183 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address