DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Summit Wealth Partners, LLC

Independent wealth managerOrlando, FloridaCRD 283648SEC 801-107751websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Apr 21, 2016 · 23 filings
SEC status approved since May 12, 2016
RAUM
$676M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
97%
$657M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$56.3M
derived; firm RAUM over IAPD count
Employees
21
12 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$676M as of Mar 27, 2026
May 3, 2017$397M then
HNW client RAUM$445M as of Mar 27, 2026
Feb 21, 2018$329M then
State-registered IARs (5.B.3)12 as of Mar 27, 2026
May 3, 201716 then
Employees (5.A)21 as of Mar 27, 2026
May 3, 201721 then
Private funds: no history
RAUM +7.3% over the last fiscal year+6.1% a year over threeIARs 10 to 12offices 3 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$56.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
64derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.4MderivedHNW RAUM over HNW clients
Average account
$331,206derivedRAUM over accounts (5.F.2.f)
Discretionary
90%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
1.7derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+7.3%derivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$240MreportedItem 5.I
Custody
$405M, 524 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$445M66%
  • Individuals$212M31%
  • Corporations and businesses$18.5M2.7%
  • Charitable organizations$270,6180.0%
Individual clients
639reported
HNW clients
131reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
2,040reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$405M for 524 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Bradley David TowleOrlando, Fl Jun 24, 201620 y6
Jason Patrick PrintCertified Financial PlannerNaples, Fl Jun 30, 201624 y3
Chad Aaron WarrickOrlando, FlJul 2, 201626 y2
Andrew Michael DickensOrlando, FlJul 15, 201613 y2
Amanda Elizabeth PateCertified Financial Planner, Chartered Financial ConsultantClover, Sc Oct 16, 201712 y0
Chad Daniel LeatherwoodCertified Financial PlannerOrlando, Fl Jun 16, 202026 y8
Ryan Michael GavinChartered Financial AnalystWesley Chapel, Fl Sep 17, 202116 y1
Sharon Kay HooperOrlando, Fl Feb 9, 202431 y3
Andrew Christopher BakerCertified Financial PlannerNaples, Fl Feb 13, 202416 y5
Shari Nicole De RonFort Myers, Fl Jan 10, 202514 y0
Omar BhangiaOrlando, Fl Jan 7, 202614 y1
Scott KremerOrlando, Fl Jan 12, 202629 y2
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Patrick Jason Print · Manager, Co-President & Ceocontrol
    since 04/2017 · owns less than 5%
  • Aaron Chad Warrick · Manager, Cco, Co-President & Ceocontrol
    since 04/2017 · owns less than 5%
  • Patrick Jason Print · Managing Membercontrol
    since 04/2017 · owns 50% to 75% of Investors Advocate, LLC
  • Aaron Chad Warrick · Managing Membercontrol
    since 04/2017 · owns 50% to 75% of Investors Advocate, LLC
  • Patrick Michael William Kovacs · General Counsel
    since 10/2012 · owns less than 5%
  • Patrick Michael William Kovacs · General Counsel & Member
    since 03/2020 · owns F of Investors Advocate LLC
Entity owners
  • Fiduciary Professionals LLC · Member
    direct · owns 50% to 75%
  • Investors Advocate LLC · Member
    indirect · owns 75% or more of Fiduciary Professionals LLC
  • Stratos Wealth Holdings LLC · Investor
    direct · owns 25% to 50%
Related persons
Schedule D 7.A
  • Summit Asset Protection Group, LLC
    real estaten
  • Summit Asset Protection Partners, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Orlando, Fl · principal1220
Naples, Fl520
Fort Myers, Fl200
Offices
Schedule D 1.F, the 25 largest
  • Naples, FL5 employees
  • Fort Myers, FL2 employees
  • North Charleston, SC1 employees
  • , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • office count surgeChange between filings · filing Mar 27, 2026
    offices other than the principal office (Item 1.F.5) moved from 3.0 to 6.0 (+100.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was 0.0% (233 comparable advisers, 97.0th percentile of changes)
    peers: independent wealth managers, $500M to $1B (233) · 97% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 1,966 to 2,040
    Jan 5, 2026 to Mar 27, 2026
  • Advisory employees · 10 to 12
    Jan 5, 2026 to Mar 27, 2026
  • Charity clients · 0 to 1
    Jan 5, 2026 to Mar 27, 2026
  • Corporate clients · 2 to 3
    Jan 5, 2026 to Mar 27, 2026
  • HNW clients · 127 to 131
    Jan 5, 2026 to Mar 27, 2026
  • Individual clients · 638 to 639
    Jan 5, 2026 to Mar 27, 2026
  • Assets in custody · $444M to $405M
    Jan 5, 2026 to Mar 27, 2026
  • Employees · 19 to 21
    Jan 5, 2026 to Mar 27, 2026
  • State-registered IARs · 10 to 12
    Jan 5, 2026 to Mar 27, 2026
  • Discretionary RAUM · $581M to $605M
    Jan 5, 2026 to Mar 27, 2026
  • HNW RAUM · $420M to $445M
    Jan 5, 2026 to Mar 27, 2026
  • Individual RAUM · $190M to $212M
    Jan 5, 2026 to Mar 27, 2026
  • Non-discretionary RAUM · $48.9M to $70.3M
    Jan 5, 2026 to Mar 27, 2026
  • RAUM · $630M to $676M
    Jan 5, 2026 to Mar 27, 2026
  • Other offices · 5 to 6
    Oct 8, 2025 to Jan 5, 2026
  • Other offices · 3 to 5
    Mar 28, 2025 to Oct 8, 2025
  • Accounts · 2,167 to 1,966
    Dec 11, 2024 to Mar 28, 2025
  • Advisory employees · 9 to 10
    Dec 11, 2024 to Mar 28, 2025
  • Advisory activities · 5 to 6
    Dec 11, 2024 to Mar 28, 2025
  • Corporate clients · unset to 2.0
    Dec 11, 2024 to Mar 28, 2025
  • HNW clients · 128 to 127
    Dec 11, 2024 to Mar 28, 2025
  • Individual clients · 709 to 638
    Dec 11, 2024 to Mar 28, 2025
  • Pension plan clients · 13 to 0
    Dec 11, 2024 to Mar 28, 2025
  • Assets in custody · unset to 444312729.0
    Dec 11, 2024 to Mar 28, 2025
  • Custody of client assets · false to true
    Dec 11, 2024 to Mar 28, 2025
  • Financial planning clients · More than 500 to 11-25
    Dec 11, 2024 to Mar 28, 2025
  • State-registered IARs · 11 to 10
    Dec 11, 2024 to Mar 28, 2025
  • Other offices · 4 to 3
    Dec 11, 2024 to Mar 28, 2025
  • Discretionary RAUM · $602M to $581M
    Dec 11, 2024 to Mar 28, 2025
  • HNW RAUM · $394M to $420M
    Dec 11, 2024 to Mar 28, 2025
  • Individual RAUM · $199M to $190M
    Dec 11, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $27.7M to $48.9M
    Dec 11, 2024 to Mar 28, 2025
  • Pension RAUM · $11.2M to $0
    Dec 11, 2024 to Mar 28, 2025
  • Pooled vehicle RAUM · unset to 0.0
    Dec 11, 2024 to Mar 28, 2025
  • RAUM · $630M to $630M
    Dec 11, 2024 to Mar 28, 2025
  • Wrap assets (sponsor) · $251M to $0
    Dec 11, 2024 to Mar 28, 2025
  • Accounts · 2,090 to 2,167
    Mar 24, 2023 to Mar 26, 2024
  • Advisory employees · 12 to 9
    Mar 24, 2023 to Mar 26, 2024
  • HNW clients · 121 to 128
    Mar 24, 2023 to Mar 26, 2024
  • Individual clients · 699 to 709
    Mar 24, 2023 to Mar 26, 2024
Signals
8 dated events
  • 2 advisors left Fifth Third Wealth Advisors LLC (Cincinnati, OH) for Summit Wealth Partners, LLC on the same day
    Jan 2, 2026 · Team lift-out · derived
  • Kristiana Joy Daniels left Summit Wealth Partners, Llc for Fiduciary Financial Advisors (registered 2024-10-09)
    Oct 9, 2024 · Advisor changed firm · fact
  • Jeffrey Evan Janson left Summit Wealth Partners, Llc for Fiduciary Financial Advisors (registered 2024-10-28)
    Oct 8, 2024 · Advisor changed firm · fact
  • 2 advisors left Summit Wealth Partners, LLC (Orlando, FL) for Fiduciary Financial Advisors a day apart
    Oct 8, 2024 · Team lift-out · derived
  • Jack Malarik left Summit Wealth Partners, Llc for Simplicity Wealth (registered 2023-09-06)
    Aug 23, 2023 · Advisor changed firm · fact
  • Stephen Vincent Santoro left Summit Wealth Partners, Llc for G. A. Repple & Company (registered 2022-08-01)
    Aug 2, 2022 · Advisor changed firm · fact
  • Summit Wealth Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Apr 21, 2016 · Succession (Item 4) · fact
  • Summit Wealth Partners, Llc filed its initial SEC registration (Form ADV)
    Apr 21, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
239-254-1875reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
239-362-9077reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
407-656-2252reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/mysummitwealth/posts/?feedView=allreportedpublic record, Form ADV, Sep 18, 2026
Website
MYSUMMITWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
407-656-2252reportedpublic record, Form ADV, Mar 27, 2026
Contact form
MYSUMMITWEALTH.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
mysummitwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$56.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026