DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeff Scott Richman
Feed of 09/15/2026
Also filed as Jeff Richman
At current firm
0 y
since Feb 13, 2026
In the industry
31 y
since Aug 3, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Feb 13, 2026 · Longmont, Co
- U.S. Bancorp Investments, Inc. formerNov 8, 2021 to Feb 13, 2026 · Boulder, Co
- Pnc Wealth Management BD affiliatedAug 19, 2021 to Nov 2, 2021 · Longmont, Co
- Pnc Managed Account Solutions, Inc. formerOct 2, 2012 to Aug 17, 2021 · Northglenn, Co
- Chase Investment Services Corp. formerJul 6, 2005 to Sep 14, 2012 · Arvada, Co
- Banc One Securities Corporation unclassifiedNov 18, 2004 to Jul 6, 2005 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLCleft Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- Pnc Wealth Management to U.S. Bancorp Investments, Inc.left Nov 2, 2021, registered Nov 8, 2021 (6 days) · Affiliated broker-dealer or bank to another
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Aug 17, 2021, registered Aug 19, 2021 (2 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Pnc Managed Account Solutions, Inc.left Sep 14, 2012, registered Oct 2, 2012 (18 days) · Other
- Banc One Securities Corporation to Chase Investment Services Corp.left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address