RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• J••• D•••••••••
- M••••••• F•••••••• S••••••••• state registered currentsince Feb 24, 2026 · Brunswick, Ga
- M••••••• F•••••••• S••••••••• state registeredNov 29, 2012 to Dec 31, 2025 · Brunswick, Ga
- T•• S•••••••• F•••••••• A••••••• BD affiliatedOct 16, 2007 to Dec 31, 2012 · Grayson, Ga
- C••••• A••••••• L•• formerJan 1, 2004 to Oct 18, 2007 · Snellville, Ga
- I•• A••••••• S••••••• I•• unclassifiedApr 10, 2003 to Jan 1, 2004 · Snellville, Ga
- T•• S•••••••• F•••••••• A••••••• to M••••••• F•••••••• S•••••••••left Dec 31, 2012, registered Nov 29, 2012 (-32 days) · Other
- C••••• A••••••• L•• to T•• S•••••••• F•••••••• A•••••••left Oct 18, 2007, registered Oct 16, 2007 (-2 days) · Other
- I•• A••••••• S••••••• I•• to C••••• A••••••• L••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address