DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Scott Rose

Mercer Global Advisors Inc.independent RIADenver, Co IA-onlyIAPD 2540928

Feed of 09/15/2026

Also filed as Scott Rose

At current firm

0 y

since Apr 28, 2026

In the industry

31 y

since Nov 16, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mercer Global Advisors Inc. independent RIA current
since Apr 28, 2026 · Denver, Co
Zacks Investment Management, Inc. mixed wealth
Sep 23, 2025 to Apr 13, 2026 · Chicago, Il
Bluespring Wealth Management, LLC independent RIA
Apr 12, 2023 to Aug 4, 2025 · Austin, Tx
Fisher Investments independent RIA
Oct 21, 2021 to Mar 14, 2022 · Minneapolis, Mn
Allianz Global Investors Managed Accounts LLC former
Mar 7, 2003 to Aug 17, 2007 · Stamford, Ct

Moves

a registration end followed by a registration begin elsewhere

Zacks Investment Management, Inc. to Mercer Global Advisors Inc.
left Apr 13, 2026, registered Apr 28, 2026 (15 days) · RIA to RIA
Bluespring Wealth Management, LLC to Zacks Investment Management, Inc.
left Aug 4, 2025, registered Sep 23, 2025 (50 days) · RIA to RIA
Fisher Investments to Bluespring Wealth Management, LLC
left Mar 14, 2022, registered Apr 12, 2023 (394 days) · RIA to RIA
Allianz Global Investors Managed Accounts LLC to Fisher Investments
left Aug 17, 2007, registered Oct 21, 2021 (5179 days) · Other

Signals

James Scott Rose left Zacks Investment Management, Inc. for Mercer Global Advisors Inc. (registered 2026-04-28)
Apr 13, 2026 · Advisor changed firm · fact
James Scott Rose left Bluespring Wealth Management, Llc for Zacks Investment Management, Inc. (registered 2025-09-23)
Aug 4, 2025 · Advisor changed firm · fact
James Scott Rose left Fisher Investments for Bluespring Wealth Management, Llc (registered 2023-04-12)
Mar 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address