RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Feb 16, 2023 · New York, Ny
- S••••• B••••• • H••••• otherDec 15, 2023 to Dec 31, 2025 · New York, Ny
- B•••••• A•••• M••••••••• L•• formerAug 31, 2021 to Dec 6, 2023 · New York, Ny
- S••••• B••••• • H••••• to no registered destinationleft Dec 31, 2025 · Departure, no registered destination
- B•••••• A•••• M••••••••• L•• to C••••••left Dec 6, 2023, registered Feb 16, 2023 (-293 days) · Other · moved with a team
- E•••• W•••• B••• no longer registered at S••••• B••••• • H•••••; no later IA registration on IAPDDec 31, 2025 · Advisor departure · fact
- E•••• W•••• B••• left B•••••• A•••• M••••••••• L•• for Corient (registered 2023-02-16)Dec 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address