DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• P•••••• S••••

M•••••••• L••mixed wealthMiami, Fldual registrantIAPD 2546483

Feed of 09/14/2026

Also filed as N••••••• P•••••• Manes

At current firm

1 y

since Oct 11, 2024

In the industry

30 y

since Jun 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••••• L•• mixed wealth current
since Oct 11, 2024 · Miami, Fl
A••••• G••••• A••••••• L•• former
Nov 21, 2019 to Dec 21, 2019 · Miami, Fl
M•••••••• L•• mixed wealth
Oct 23, 2019 to Aug 19, 2024 · Miami, Fl
B•• S••••••••• I••• mixed wealth
Oct 25, 2017 to Jan 5, 2023 · Miami, Fl
U••• A••••••• mixed wealth
Jul 21, 2017 to Dec 31, 2017 · Coral Gables, Fl
W•••• F•••• A••••••• wirehouse
Aug 29, 2016 to Feb 8, 2017 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••••• L•• to A••••• G••••• A••••••• L••
left Aug 19, 2024, registered Nov 21, 2019 (-1733 days) · Other
B•• S••••••••• I••• to M•••••••• L••
left Jan 5, 2023, registered Oct 23, 2019 (-1170 days) · RIA to RIA
A••••• G••••• A••••••• L•• to M•••••••• L••
left Dec 21, 2019, registered Oct 11, 2024 (1756 days) · Other
U••• A••••••• to B•• S••••••••• I•••
left Dec 31, 2017, registered Oct 25, 2017 (-67 days) · Other
W•••• F•••• A••••••• to U••• A•••••••
left Feb 8, 2017, registered Jul 21, 2017 (163 days) · Other

Signals

N••••••• P•••••• S•••• left M•••••••• L•• for A••••• G••••• A••••••• L•• (registered 2019-11-21)
Aug 19, 2024 · Advisor changed firm · fact
N••••••• P•••••• S•••• left B•• S••••••••• I••• for M•••••••• L•• (registered 2019-10-23)
Jan 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address