DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••• L••
Latest filing Jun 20, 2026
First filing on the tape Jul 18, 2024 · 11 filings
SEC status approved since Aug 16, 2024
RAUM
$1.2B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
47%
$559M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$596M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.2B as of Jun 20, 2026
Jan 31, 2025$123M then
HNW client RAUM$559M as of Jun 20, 2026
Jan 31, 2025$27.7M then
State-registered IARs (5.B.3)2 as of Jun 20, 2026
Jan 31, 20252 then
Employees (5.A)7 as of Jun 20, 2026
Jan 31, 20253 then
Private funds: no history
RAUM +865% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jun 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $596MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $4.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +865%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$572M48%
- High-net-worth individuals$559M47%
- Other investment advisers$61.5M5.2%
- Individual clients
- n/areported
- HNW clients
- 243reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 278reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.47 fund_share=0.53 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• V••••••• A•••• | Miami, Fl | Oct 11, 2024 | 21 y | 1 |
| N••••••• P•••••• S•••• | Miami, Fl | Oct 11, 2024 | 30 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- N••••••• P•••••• S•••• to A••••• G••••• A••••••• L••Aug 19, 2024 · Other
Joined, latest
- N••••••• P•••••• S•••• from A••••• G••••• A••••••• L••Oct 11, 2024 · Other
- N••••••• P•••••• S•••• from B•• S••••••••• I•••Oct 23, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• M•••••• V••••••• · Coo/Cfocontrolsince 02/2023 · owns less than 5%
- S••••• N•••••••• P•••••• · Ceo/Cio/Ccocontrolsince 02/2023 · owns 50% to 75%
- A••••• M•••••• V••••••• · Ownercontrolsince 02/2023 · owns 50% to 75% of M•••••••• H••••••• L••
- S••••• N•••••••• P•••••• · Ownercontrolsince 01/2017 · owns 75% or more of R••• A•• C••••••••• C••••••••• L••
Entity owners
- M•••••••• H••••••• L•• · Ownerdirect · owns 75% or more
- R••• A•• C••••••••• C••••••••• L•• · Ownerindirect · owns 50% to 75% of M•••••••• H••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 20, 2026discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 0.0% percentile
- control person changedChange between filings · filing Jun 20, 2026S••••• N•••••••• P•••••• (CEO/CIO/CCO) left Schedule A between the filings of 2024-07-18 and 2026-06-20peers: independent wealth managers, $1B to $5B (1,362)
- institutional to wealth shiftCombination · filing Mar 18, 2026peers: independent wealth managers, $1B to $5B (1,362)
- institutional asset share shiftChange between filings · filing Mar 18, 2026institutional share of RAUM moved from 58.0% to 5.0% between the annual amendments of 2025-04-23 and 2026-03-18peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 50 %Change between filings · filing Mar 18, 2026RAUM (Item 5.F) moved from $123,469,882 to $1,191,853,071 (+865.0%) between the annual amendments of 2025-04-23 and 2026-03-18; the peer median change was +17.0% (1298 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 100% percentile
- client mix shiftChange between filings · filing Mar 18, 2026private-client share of RAUM moved from 22.0% to 47.0% between the annual amendments of 2025-04-23 and 2026-03-18peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Mar 18, 2026HNW share of RAUM moved from 22.0% to 47.0% between the annual amendments of 2025-04-23 and 2026-03-18peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 219 to 278Sep 12, 2025 to Mar 18, 2026
- Advisory employees · 6 to 7Sep 12, 2025 to Mar 18, 2026
- HNW clients · 215 to 243Sep 12, 2025 to Mar 18, 2026
- State-registered IARs · 6 to 2Sep 12, 2025 to Mar 18, 2026
- HNW RAUM · $451M to $559MSep 12, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $1.1B to $1.2BSep 12, 2025 to Mar 18, 2026
- RAUM · $1.1B to $1.2BSep 12, 2025 to Mar 18, 2026
- Accounts · 249 to 219Aug 11, 2025 to Sep 12, 2025
- HNW clients · 246 to 215Aug 11, 2025 to Sep 12, 2025
- HNW RAUM · $578M to $451MAug 11, 2025 to Sep 12, 2025
- Non-discretionary RAUM · $673M to $1.1BAug 11, 2025 to Sep 12, 2025
- RAUM · $673M to $1.1BAug 11, 2025 to Sep 12, 2025
- Accounts · 44 to 249Apr 23, 2025 to Aug 11, 2025
- Advisory employees · 2 to 6Apr 23, 2025 to Aug 11, 2025
- Advisory activities · 2 to 4Apr 23, 2025 to Aug 11, 2025
- HNW clients · 41 to 246Apr 23, 2025 to Aug 11, 2025
- Employees · 3 to 7Apr 23, 2025 to Aug 11, 2025
- State-registered IARs · 2 to 6Apr 23, 2025 to Aug 11, 2025
- HNW RAUM · $27.7M to $578MApr 23, 2025 to Aug 11, 2025
- Non-discretionary RAUM · $123M to $673MApr 23, 2025 to Aug 11, 2025
- RAUM · $123M to $673MApr 23, 2025 to Aug 11, 2025
- Financial planning clients · unset to Jan 31, 2025 to Apr 23, 2025
- Accounts · 56 to 44Sep 26, 2024 to Jan 31, 2025
- Corporate clients · 2.0 to unsetSep 26, 2024 to Jan 31, 2025
- HNW clients · 51 to 41Sep 26, 2024 to Jan 31, 2025
- State-registered IARs · 3 to 2Sep 26, 2024 to Jan 31, 2025
- HNW RAUM · $30.8M to $27.7MSep 26, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $129M to $123MSep 26, 2024 to Jan 31, 2025
- RAUM · $129M to $123MSep 26, 2024 to Jan 31, 2025
Signals
4 dated events
- M•••••••• L•• reported RAUM $1.1B, up 64% from $673.3M (2025-08-11 to 2025-09-12)Sep 12, 2025 · RAUM change · derived
- M•••••••• L•• reported RAUM $673.3M, up 445% from $123.5M (2025-04-23 to 2025-08-11)Aug 11, 2025 · RAUM change · derived
- N••••••• P•••••• S•••• left M•••••••• L•• for A••••• G••••• A••••••• L•• (registered 2019-11-21)Aug 19, 2024 · Advisor changed firm · fact
- M•••••••• L•• filed its initial SEC registration (Form ADV)Jul 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••••@m••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 305-677-7634reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- m••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-398-9010reportedpublic record, Form ADV, Jun 20, 2026
- Contact form
- m••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $596Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026