RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A••••• M••••••••
- G•• F•••••••• S••••••• O• G•• F•••••••• state registered currentsince Jan 19, 2026 · Fair Oaks Ranch, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMJan 8, 2018 to Jun 19, 2020 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerFeb 7, 2014 to Jan 8, 2018 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerJan 22, 2003 to Mar 12, 2012 · San Antonio, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDOct 31, 1995 to Dec 20, 2002 · Leavensworth, Ks
- U••• I••••••••• S••••••• C•••••• to G•• F•••••••• S••••••• O• G•• F••••••••left Jun 19, 2020, registered Jan 19, 2026 (2040 days) · Other
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to U••• F•••••••• P••••••• S•••••••left Dec 20, 2002, registered Jan 22, 2003 (33 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address