DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••• A••••• S••••••

C•••••• F•••••••• A••••••• S•••••••• L••independent RIAOrmond Beach, FlIA-onlyIAPD 2546811

Certified Financial Planner

Feed of 09/14/2026

Also filed as T••• A••••• Massebeau

At current firm

4 y

since Feb 7, 2022

In the industry

31 y

since Dec 13, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• F•••••••• A••••••• S•••••••• L•• independent RIA current
since Feb 7, 2022 · Ormond Beach, Fl
I•••••••• A•••••••• L•• BD affiliated
Dec 14, 2017 to Feb 2, 2022 · Ormond Beach, Fl
Q•••••• A•••• M••••••••• I••• former
Mar 6, 2009 to Nov 21, 2017 · Minneapolis, Mn
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jun 25, 2004 to Jan 30, 2009 · Ormond Beach, Fl
N•• S••••••••• C••••••••• unclassified
Sep 15, 2003 to Jun 10, 2004 · Ormond Beach, Fl
W•••• F•••• A••••••• wirehouse
Sep 19, 2002 to Sep 18, 2003 · Daytona Beach, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 13, 1994 to Jul 12, 2002 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

I•••••••• A•••••••• L•• to C•••••• F•••••••• A••••••• S•••••••• L••
left Feb 2, 2022, registered Feb 7, 2022 (5 days) · RIA to a newly registered adviser
Q•••••• A•••• M••••••••• I••• to I•••••••• A•••••••• L••
left Nov 21, 2017, registered Dec 14, 2017 (23 days) · Other
T••••••••• F•••••••• A•••••••• L•• to Q•••••• A•••• M••••••••• I•••
left Jan 30, 2009, registered Mar 6, 2009 (35 days) · Other
N•• S••••••••• C••••••••• to T••••••••• F•••••••• A•••••••• L••
left Jun 10, 2004, registered Jun 25, 2004 (15 days) · Other
W•••• F•••• A••••••• to N•• S••••••••• C•••••••••
left Sep 18, 2003, registered Sep 15, 2003 (-3 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jul 12, 2002, registered Sep 19, 2002 (69 days) · Wirehouse to wirehouse

Signals

T••• A••••• S•••••• left I•••••••• A•••••••• L•• for C•••••• F•••••••• A••••••• S•••••••• L•• (registered 2022-02-07)
Feb 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address