DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marc Leonard Breuer
Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
30 y
since Sep 12, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 1, 2025 · Sarasota, Fl
- Ameriprise Financial Services, LLC national BDFeb 1, 2018 to May 10, 2023 · Pensacola, Fl
- Benjamin F. Edwards & Company, Incorporated BD affiliatedApr 25, 2016 to Jan 4, 2018 · St. Louis, Mo
- Morgan Stanley wirehouseJun 1, 2009 to May 10, 2016 · Sarasota, Fl
- Citigroup Global Markets Inc. BD affiliatedSep 12, 1996 to Jun 1, 2009 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to LPL Financial LLCleft May 10, 2023, registered Jan 1, 2025 (602 days) · Affiliated broker-dealer or bank to another · moved with a team
- Benjamin F. Edwards & Company, Incorporated to Ameriprise Financial Services, LLCleft Jan 4, 2018, registered Feb 1, 2018 (28 days) · Other
- Morgan Stanley to Benjamin F. Edwards & Company, Incorporatedleft May 10, 2016, registered Apr 25, 2016 (-15 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Marc Leonard Breuer left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2025-01-01)May 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address