DFX Intelligence
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Registered advisor
J•••• A• M•••••
Feed of 09/14/2026
Also filed as J•••• A Hassan
At current firm
1 y
since Mar 31, 2025
In the industry
31 y
since Nov 16, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Charlotte, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDAug 2, 2012 to Jul 13, 2018 · Charlotte, Nc
- S••••••• I••••••••• S•••••••• I••• formerOct 20, 2008 to Jun 12, 2012 · Richmond, Va
- W•••• F•••• A••••••• wirehouseMar 17, 2008 to Sep 9, 2008 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to S•••••••• A••••••• L••left Jun 12, 2012, registered Aug 2, 2012 (51 days) · Other
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Sep 9, 2008, registered Oct 20, 2008 (41 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address