RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• R••••• C••••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 2, 2020 · Wheaton, Il
- K•••• M••••••••• formerFeb 1, 2008 to Jan 2, 2020 · Ponte Vedra Beach, Fl
- I•••••••• I••••••••• I••• formerMar 28, 2006 to Feb 4, 2008 · Colorado Springs, Co
- I•••••••• I••••••••• I••• formerApr 25, 2003 to Mar 16, 2006 · Grand Rapids, Mi
- P••• A••••• S••••••••• L•• BD affiliatedMay 3, 1999 to Apr 30, 2003 · Grand Rapids, Mi
- K•••• M••••••••• to B••••••••• C•••••• M••••••••• L••left Jan 2, 2020, registered Jan 2, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- I•••••••• I••••••••• I••• to K•••• M•••••••••left Feb 4, 2008, registered Feb 1, 2008 (-3 days) · Other
- P••• A••••• S••••••••• L•• to I•••••••• I••••••••• I•••left Apr 30, 2003, registered Apr 25, 2003 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address