DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Scott Bloom
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
5 y
since Sep 24, 2020
In the industry
26 y
since Feb 10, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Grosse Point Capital Management state registered currentsince Sep 24, 2020 · Evanston, Il
- On Investment Management Co BD affiliatedSep 8, 2016 to Sep 24, 2020 · Evanston, Il
- Redhawk Wealth Advisors, Inc. independent RIAFeb 17, 2015 to Sep 9, 2016 · Evanston, Il
- Estate & Trust Advisors independent RIAOct 24, 2014 to Feb 10, 2015 · Northfield, Il
- Calton & Associates, Inc. independent RIAJun 27, 2014 to Oct 29, 2014 · Evanston, Il
- MML Investors Services, LLC BD affiliatedMay 14, 2013 to Apr 4, 2014 · Chicago, Il
- Fifth Third Securities, Inc. BD affiliatedFeb 15, 2013 to Apr 26, 2013 · Chicago, Il
- Northwestern Mutual Investment Services,LLC no RAUMJan 20, 2006 to Feb 4, 2013 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- On Investment Management Co to Grosse Point Capital Managementleft Sep 24, 2020, registered Sep 24, 2020 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Redhawk Wealth Advisors, Inc. to On Investment Management Coleft Sep 9, 2016, registered Sep 8, 2016 (-1 days) · Other
- Estate & Trust Advisors to Redhawk Wealth Advisors, Inc.left Feb 10, 2015, registered Feb 17, 2015 (7 days) · Other
- Calton & Associates, Inc. to Estate & Trust Advisorsleft Oct 29, 2014, registered Oct 24, 2014 (-5 days) · Other
- MML Investors Services, LLC to Calton & Associates, Inc.left Apr 4, 2014, registered Jun 27, 2014 (84 days) · Other
- Fifth Third Securities, Inc. to MML Investors Services, LLCleft Apr 26, 2013, registered May 14, 2013 (18 days) · Other
- Northwestern Mutual Investment Services,LLC to Fifth Third Securities, Inc.left Feb 4, 2013, registered Feb 15, 2013 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address