RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D• H•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince May 5, 2025 · Columbus, Oh
- C•••••• S••••• • C••• I••• national BDSep 23, 2008 to May 26, 2010 · Carmel, In
- J••• M••••• I••••••••• M••••••••• I••• asset managerJan 12, 2006 to May 23, 2008 · New York, Ny
- J••• M••••• A•••• M••••••••• unclassifiedSep 27, 2004 to Dec 31, 2005 · Columbus, Oh
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left May 26, 2010, registered May 5, 2025 (5458 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• I••••••••• M••••••••• I••• to C•••••• S••••• • C••• I•••left May 23, 2008, registered Sep 23, 2008 (123 days) · Other
- J••• M••••• A•••• M••••••••• to J••• M••••• I••••••••• M••••••••• I•••left Dec 31, 2005, registered Jan 12, 2006 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address