A••• J•••••• L••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · Glenview, Il
• V••• F•••••••• A•••••••• I••• BD affiliated
  Jun 8, 2007 to Jun 9, 2021 · Rolling Meadows, Il
• H•••••• T••••••• • K•••• L•• independent RIA
  Nov 10, 2003 to Jun 4, 2007 · Oakbrook, Il

• V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
• H•••••• T••••••• • K•••• L•• to V••• F•••••••• A•••••••• I•••
  left Jun 4, 2007, registered Jun 8, 2007 (4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address