DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A•••••• M•••••••

T• P•••••• C••••• W••••• L••BD affiliatedRamsey, Nj dual registrantIAPD 2558789

Feed of 09/15/2026

Also filed as Tony M•••••••

At current firm

1 y

since Nov 12, 2024

In the industry

31 y

since Apr 19, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Nov 12, 2024 · Bergenfield, Nj
A••••• A•• P••••••• S••••••• BD affiliated
Jun 30, 2023 to Oct 28, 2024 · Hackensack, Nj
E•••••• C•••••• M••••••••• L•• former
Apr 25, 2013 to Jun 23, 2023 · Arlington, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 12, 2011 to Feb 7, 2012 · Pennington, Nj
C•••• I••••••••• S••••••• C•••• former
Dec 10, 2007 to Jan 3, 2011 · Paterson, Nj
P•• W••••• M••••••••• BD affiliated
Sep 17, 2007 to Dec 19, 2007 · Passaic, Nj

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to T• P•••••• C••••• W••••• L••
left Oct 28, 2024, registered Nov 12, 2024 (15 days) · Affiliated broker-dealer or bank to another
E•••••• C•••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••
left Jun 23, 2023, registered Jun 30, 2023 (7 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••
left Feb 7, 2012, registered Apr 25, 2013 (443 days) · Other
C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 3, 2011, registered Sep 12, 2011 (252 days) · Other
P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••
left Dec 19, 2007, registered Dec 10, 2007 (-9 days) · Other

Signals

J••• A•••••• M••••••• left A••••• A•• P••••••• S••••••• for T• P•••••• C••••• W••••• L•• (registered 2024-11-12)
Oct 28, 2024 · Advisor changed firm · fact
J••• A•••••• M••••••• left E•••••• C•••••• M••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-06-30)
Jun 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address