DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• C••••••• H••••••

H•••••• W••••• S••••••• I••state registeredVero Beach, FlIA-onlyIAPD 2559886

Feed of 09/14/2026

Also filed as B•••• C••••••• H••••••

At current firm

0 y

since Oct 23, 2025

In the industry

31 y

since Nov 18, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••• W••••• S••••••• I•• state registered current
since Oct 23, 2025 · Vero Beach, Fl
H•••••• W••••• S••••••• I•• state registered
May 29, 2024 to Dec 31, 2024 · Vero Beach, Fl
I••••• P••••••••• W•••••• L•• independent RIA
Aug 23, 2022 to Dec 11, 2023 · Marietta, Ga
B••••••••• W••••• A•••••••• L•• no RAUM
May 11, 2022 to Jul 26, 2022 · Vero Beach, Fl
L•••••• A•••• M••••••••• former
Aug 6, 2021 to Nov 9, 2021 · Vero Beach, Fl
F•••• F•••••••• G••••• I••• former
Oct 26, 2020 to Dec 23, 2020 · Vero Beach, Fl
B•• F••••••••• I••• unclassified
Jul 16, 2014 to Dec 31, 2015 · Vero Beach, Fl
M•••• C••••••• A••••••• S•••••• BD affiliated
Mar 7, 2008 to Sep 12, 2008 · Palm Beach Gardens, Fl
T•• M•••••••• G•••• unclassified
Jul 6, 2007 to Dec 4, 2007 · Melbourne, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 27, 2002 to Jan 14, 2003 · Ft. Pierce , Fl

Moves

a registration end followed by a registration begin elsewhere

I••••• P••••••••• W•••••• L•• to H•••••• W••••• S••••••• I••
left Dec 11, 2023, registered May 29, 2024 (170 days) · RIA to a state-registered adviser
B••••••••• W••••• A•••••••• L•• to I••••• P••••••••• W•••••• L••
left Jul 26, 2022, registered Aug 23, 2022 (28 days) · RIA to RIA
L•••••• A•••• M••••••••• to B••••••••• W••••• A•••••••• L••
left Nov 9, 2021, registered May 11, 2022 (183 days) · RIA to RIA
F•••• F•••••••• G••••• I••• to L•••••• A•••• M•••••••••
left Dec 23, 2020, registered Aug 6, 2021 (226 days) · RIA to RIA
B•• F••••••••• I••• to F•••• F•••••••• G••••• I•••
left Dec 31, 2015, registered Oct 26, 2020 (1761 days) · Other
M•••• C••••••• A••••••• S•••••• to B•• F••••••••• I•••
left Sep 12, 2008, registered Jul 16, 2014 (2133 days) · Other
T•• M•••••••• G•••• to M•••• C••••••• A••••••• S••••••
left Dec 4, 2007, registered Mar 7, 2008 (94 days) · Other
C••••• I••••••••• A••••••• L•• to T•• M•••••••• G••••
left Jan 14, 2003, registered Jul 6, 2007 (1634 days) · Other

Signals

B•••• C••••••• H•••••• left I••••• P••••••••• W•••••• L•• for H•••••• W••••• S••••••• I•• (registered 2024-05-29)
Dec 11, 2023 · Advisor changed firm · fact
B•••• C••••••• H•••••• left B••••••••• W••••• A•••••••• L•• for I••••• P••••••••• W•••••• L•• (registered 2022-08-23)
Jul 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address