RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• B•••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 12, 2013 · Bradenton, Fl
- P•• W••••• M••••••••• BD affiliatedMay 1, 2012 to Aug 5, 2013 · Palm Beach Gardens, Fl
- T•••••••• A••••••• G••••• I••• BD affiliatedJun 2, 2011 to Feb 27, 2012 · Greensburg, Pa
- B••• • C•••••• I••••••••• M••••••••• I••• unclassifiedMay 30, 2006 to Feb 10, 2012 · Clermont, Fl
- R•••••• J•••• • A••••••••• I••• national BDMar 24, 2005 to Mar 22, 2006 · Orlando, Fl
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Aug 5, 2013, registered Aug 12, 2013 (7 days) · Other
- T•••••••• A••••••• G••••• I••• to P•• W••••• M•••••••••left Feb 27, 2012, registered May 1, 2012 (64 days) · Other
- B••• • C•••••• I••••••••• M••••••••• I••• to T•••••••• A••••••• G••••• I•••left Feb 10, 2012, registered Jun 2, 2011 (-253 days) · Other
- R•••••• J•••• • A••••••••• I••• to B••• • C•••••• I••••••••• M••••••••• I•••left Mar 22, 2006, registered May 30, 2006 (69 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address