RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• W•••••• O•••••••••
- P•••••• W••••• M••••••••• L•• state registered currentsince Aug 25, 2020 · Flossmoor, Il
- M••••• F•••••••• S••••••• L•• unclassifiedMay 9, 2018 to Dec 17, 2019 · Chicago, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 21, 2017 to Nov 20, 2019 · Chicago, Il
- F••••• M••••• W••••• A•••••••• L•• independent RIANov 5, 2014 to Feb 26, 2016 · Oakbrook Terrace, Il
- W••• F•••••••• M••••••••• L•• formerMay 13, 2014 to Dec 31, 2014 · Oakbrook Terrace, Il
- R••••••••• A••••••• D•••••• L•• unclassifiedSep 19, 2012 to Nov 10, 2014 · Palatine, Il
- M••••• F•••••••• S••••••• L•• to P•••••• W••••• M••••••••• L••left Dec 17, 2019, registered Aug 25, 2020 (252 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M••••• F•••••••• S••••••• L••left Nov 20, 2019, registered May 9, 2018 (-560 days) · Other
- F••••• M••••• W••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 26, 2016, registered Sep 21, 2017 (573 days) · Other
- W••• F•••••••• M••••••••• L•• to F••••• M••••• W••••• A•••••••• L••left Dec 31, 2014, registered Nov 5, 2014 (-56 days) · Other
- R••••••••• A••••••• D•••••• L•• to W••• F•••••••• M••••••••• L••left Nov 10, 2014, registered May 13, 2014 (-181 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address