DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A••••• T•••••

F•••••• A••••• L••independent RIAPhoenix, Az IA-onlyIAPD 2566773

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Oct 30, 2024

In the industry

31 y

since Jun 27, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• A••••• L•• independent RIA current
since Oct 30, 2024 · Greenwood Village, Co
N•••••• F•••••••• G••••• I••• independent RIA
Feb 25, 2021 to Oct 22, 2024 · Cedar Rapids, Ia
W•••• F•••• A••••••• wirehouse
Jul 10, 2009 to Feb 26, 2021 · Phoenix, Az
W•••• F•••• A••••••• wirehouse
Nov 26, 2008 to Jul 10, 2009 · Tempe, Az
L•• F•••••••• L•• BD affiliated
Sep 3, 2003 to Sep 5, 2003 · Chandler, Az
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 8, 1997 to Sep 12, 2002 · Tempe, Az

Moves

a registration end followed by a registration begin elsewhere

N•••••• F•••••••• G••••• I••• to F•••••• A••••• L••
left Oct 22, 2024, registered Oct 30, 2024 (8 days) · RIA to RIA
W•••• F•••• A••••••• to N•••••• F•••••••• G••••• I•••
left Feb 26, 2021, registered Feb 25, 2021 (-1 days) · Wirehouse to independent RIA
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jul 10, 2009, registered Jul 10, 2009 (0 days) · channel change inside one enterprise, not a move
L•• F•••••••• L•• to W•••• F•••• A•••••••
left Sep 5, 2003, registered Nov 26, 2008 (1909 days) · Other
C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
left Sep 12, 2002, registered Sep 3, 2003 (356 days) · Other

Signals

M•••••• A••••• T••••• left N•••••• F•••••••• G••••• I••• for F•••••• A••••• L•• (registered 2024-10-30)
Oct 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address