DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adriana M Bastos-Randall

Fifth Third Securities, Inc.BD affiliatedWoodmere, Ohdual registrantIAPD 2566785

Feed of 09/14/2026

Also filed as Adriana M Bastos

At current firm

4 y

since Jul 7, 2022

In the industry

26 y

since Nov 20, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fifth Third Securities, Inc. BD affiliated current
since Jul 7, 2022 · Woodmere, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 25, 2021 to Jun 28, 2022 · Pepper Pike, Oh
Raymond James & Associates, Inc. national BD
Apr 9, 2018 to Aug 2, 2019 · Beachwood, Oh
Mcdonald Partners LLC independent RIA
Apr 28, 2008 to Apr 9, 2018 · Cleveland, Oh
Allspring Funds Management, LLC asset manager
Jul 5, 2007 to Oct 25, 2007 · Menomonee Falls, Wi
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 2, 2004 to Aug 9, 2006 · Milwaukee, Wi

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fifth Third Securities, Inc.
left Jun 28, 2022, registered Jul 7, 2022 (9 days) · Wirehouse to affiliated broker-dealer or bank
Raymond James & Associates, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 2, 2019, registered Jun 25, 2021 (693 days) · Affiliated broker-dealer or bank to wirehouse
Mcdonald Partners LLC to Raymond James & Associates, Inc.
left Apr 9, 2018, registered Apr 9, 2018 (0 days) · RIA to affiliated broker-dealer or bank
Allspring Funds Management, LLC to Mcdonald Partners LLC
left Oct 25, 2007, registered Apr 28, 2008 (186 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Allspring Funds Management, LLC
left Aug 9, 2006, registered Jul 5, 2007 (330 days) · Other

Signals

Adriana M Bastos-Randall left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fifth Third Securities, Inc. (registered 2022-07-07)
Jun 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address