RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D•••••• T•••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 11, 2026 · Bethesda, Md
- R•• C•••••• M••••••• L•• national BDJan 23, 2019 to Feb 19, 2026 · Chevy Chase, Md
- U•• F•••••••• S••••••• I••• wirehouseDec 2, 2011 to Feb 1, 2019 · Washington, Dc
- M••••• S•••••• wirehouseJun 2, 2009 to Dec 12, 2011 · Bethesda, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2009 to Jul 23, 2009 · Bethesda, Md
- S••••••• I••••••••• S•••••••• I••• formerApr 10, 2003 to Jun 5, 2009 · Rockville, Md
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Feb 19, 2026, registered Feb 11, 2026 (-8 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Feb 1, 2019, registered Jan 23, 2019 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Dec 12, 2011, registered Dec 2, 2011 (-10 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jul 23, 2009, registered Jun 2, 2009 (-51 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left Jun 5, 2009, registered May 29, 2009 (-7 days) · Other
- J•••• D•••••• T••••• left R•• C•••••• M••••••• L•• for W•••• F•••• A••••••• (registered 2026-02-11)Feb 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address